Search Results | Showing 291 - 300 of 6689 results for "securities" |
| | | ... superannuation trustee services Andrew Godfrey said he is delighted to extend the group's existing partnerships with FIIG Securities and Nanuk Asset Management. FIIG Securities recently launched the FIIG Monthly Income Fund, which aims to provide ... |
| | | | ... consumers about their rights," Court said. ASIC also alleged that the term was an unfair contract term under the Australian Securities and Investments Commission Act 2001, however Justice Jackman dismissed that part of ASIC's case. ASIC said it will ... |
| | | | ... advice or unauthorised transactions; and failure to implement a Statement of Advice (SoA). Misconduct relating to securities dealing commonly occur in the misclassification of sophisticated investor; and failure to follow instructions and ... |
| | | | Regal Partners has been indicted by the South Korean securities watchdog after a former employee allegedly breached the country's tough short-selling rules. The Korean Prosecutor's Office issued an indictment against Regal and its former employee ... |
| | | | Income Asset Management (IAM) has launched a new asset backed securities (ABS) and residential mortgage-backed securities (RMBS) product, ABS-RMBS Direct. The new product aims to offer investors direct access to the asset class. ABS and RMBS are investment ... |
| | | | The Australian Securities and Investments Commission (ASIC) has made two appointments to its senior executive leadership team. Following an international search, ASIC chair Joe Longo announced the appointment of Peter Soros as executive director regulation ... |
| | | | ... transactions, including issuing, applying for, acquiring, varying, or disposing of interests in managed investment schemes and securities. Asset classes it targets are real estate, fixed income, equities, and alternative investments, including private ... |
| | | | ... Melbourne, including 333 Kent Street, Sydney, which is currently under construction. "Aretean is licensed by the Australian Securities and Investments Commission (ASIC)," its website said at the time of publication. Although it wasn't specific, the reason(s) ... |
| | | | ... team. New York-based Brad Frishberg will continue to look after listed infrastructure as well as the infrastructure securities business. Macquarie pointed out that the global listed infrastructure team remains well-resourced and supported by the new ... |
| | | | The number of publicly listed companies on the Australian Securities Exchange (ASX) has plummeted over the past year, according to its latest monthly activity report. The ASX saw a decrease of nearly 100 listings over the past year, signalling reduced ... |
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