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Showing 301 - 310 of 1127 results for "Notice"

AMP shakes up advice service model

KARREN VERGARA, JAMIE WILLIAMSON  |  MONDAY, 26 JUL 2021
... under contract, AMP must consult with financial advisers when considering changes to terms in addition to 13 months' notice of any move expected to have a detrimental impact. "AMP has done neither. Advisers had to pay four times recurring revenue ...

Zenith adds client to Macquarie Wrap

ANNABELLE DICKSON  |  FRIDAY, 23 JUL 2021
Zenith Investment Partners has launched a new managed account client on Macquarie Wrap as adviser demand for managed account solutions soars. Zenith worked with The Moreton Group to develop a customised managed account on Macquarie Wrap, which has helped ...

BT Super for Life ups insurance premiums

KANIKA SOOD  |  TUESDAY, 6 JUL 2021
... as the number and payment of claims to our members, and costs associated with providing insurance cover," BT said in a notice to members sent on July 31. "Following a recent review, the insurer determined that insurance premiums for standard cover will ...

Better Advice regulations hit parliament

KARREN VERGARA  |  FRIDAY, 25 JUN 2021
... supervision, counselling or reporting; and the suspension or cancellation of registrations. It can issue an infringement notice or recommend that ASIC apply to the court for a civil penalty. The current regulations are limited to banning advisers. The ...

ASIC fines trading firm

ANNABELLE DICKSON  |  WEDNESDAY, 23 JUN 2021
... inappropriate supervisory policies and procedures in place. The Markets Disciplinary Panel (MFP) gave Life Trading an infringement notice as it believed the trading firm contravened Rule 2.2.8 of the ASIC Market Integrity Rules (Futures Markets) 2017 ...

Plenary hires team of seven from AMP Capital

ELIZABETH MCARTHUR  |  FRIDAY, 18 JUN 2021
... is an analyst and Lee is a fund accountant. Financial Standard understands most of the team is still serving out their notice period at AMP Capital. Crafford, Brosnan and Lee will start at Plenary in July. Zhou though has already taken gardening leave ...

Former adviser hit with three-year ban

KARREN VERGARA  |  FRIDAY, 4 JUN 2021
A former financial adviser that failed to consider his clients' best interests copped a three-year ban from the regulator. Brisbane-based Nathan Smith was a representative for MyPlanner Professional Services and Total Financial Solutions Australia. ...

ASIC increases short selling surveillance

KARREN VERGARA  |  THURSDAY, 3 JUN 2021
ASIC is putting short sellers on notice, warning them that any information released on a target company must be accurate and objective. The corporate watchdog outlined several areas that it will keep an eye on in the newly released Information Sheet ...

Criminal charges filed against ME Bank

JAMIE WILLIAMSON, KANIKA SOOD  |  THURSDAY, 27 MAY 2021
... to notifying customers of interest rate changes in credit contracts, and 65(1) says a credit provider must give written notice to customers at least 20 days before a change in the amount, frequency, method of calculation, or minimum repayments relating ...

Budget no cure for hangover from last one

ELIZABETH MCARTHUR  |  WEDNESDAY, 19 MAY 2021
... funds. And another part of the legislation could be a massive logistical issue for funds. The Annual Member Meeting (AMM) Notice requirements that are part of Your Future, Your Super will mean funds have to disclose remuneration, marketing expenses ...