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Showing 251 - 260 of 1144 results for "Notice"

Mercer embroiled in greenwashing allegations

KARREN VERGARA  |  TUESDAY, 28 FEB 2023
Setting a precedent, the corporate watchdog has taken Mercer Superannuation Australia to court for alleged greenwashing conduct. Mercer marketed the Sustainable Plus options, available in the Mercer Super Trust (MST), as suitable for members who "are ...

ASIC dodges PGPA investigation questioning

CASSANDRA BALDINI  |  THURSDAY, 16 FEB 2023
... any investigations into ASIC commissioners under the PGPA Act in the past two years, Longo opted to take the question on notice, leading Bragg to rebuff his earlier comments on transparency. Bragg asked: "Your answer is you're taking on notice whether ...

The great super cover up is over: Bragg

ANDREW MCKEAN  |  FRIDAY, 10 FEB 2023
The government's controversial superannuation regulations that allowed less transparency in super fund payments to unions have been quashed. A motion from Senators Jacqui Lambie and Nick McKim to disallow the proposed regulations passed in the Senate ...

Advisers put on notice: HLB Mann Judd

CASSANDRA BALDINI  |  TUESDAY, 7 FEB 2023
... transfers closely, so people should ensure they have received the proper tax advice before making a transfer." And the issued notice extends beyond individuals. "The ATO's powers are far reaching and intended to also put advisers on notice and encourage ...

Wilsons Advisory fined $550k by ASIC MDP

JAMIE WILLIAMSON  |  FRIDAY, 3 FEB 2023
... reported many trades as Trade with Price Improvement (TWPI). The $548,328 penalty was paid to comply with an infringement notice the MDP issued Wilsons following a review of transactions found 2306 trades were executed away from an order book and reported ...

Another Diversa offering bites the dust

JAMIE WILLIAMSON  |  TUESDAY, 31 JAN 2023
... will close as part of the consolidation. All members will become members of HUB24 Super unless they elect otherwise. The notice sent to members coincided with Diversa have additional conditions placed on its RSE licence by APRA, with the regulator flagging ...

ASIC commissioner to join Vanguard

JAMIE WILLIAMSON  |  TUESDAY, 17 JAN 2023
ASIC commissioner Sean Hughes is set to lead Vanguard Australia's legal and compliance function. Hughes was due to end his five-year term in December but will now finish up on February 3. "We are grateful for the contribution Sean has made to ASIC ...

ASIC takes action against more greenwashing

RACHEL ALEMBAKIS  |  TUESDAY, 10 JAN 2023
... representations were factually incorrect. BME paid the infringement notices on 3 January 2023. Payment of an infringement notice is not an admission of guilt or liability, ASIC noted. "ASIC issued eight infringement notices for alleged greenwashing in ...

Regulators urge ASX to maintain CHESS

ANDREW MCKEAN  |  THURSDAY, 15 DEC 2022
ASIC and the Reserve Bank of Australia (RBA) have acted to ensure the ASX keeps the current CHESS until a replacement is successfully administered. ASIC issued notices to the ASX requiring it to produce a special report regarding the ongoing operation ...

ASIC commences proceedings over failure to comply

JAMIE WILLIAMSON  |  THURSDAY, 8 DEC 2022
... trades as Provide Capital, seeking the court's intervention under s70 of the ASIC Act. ASIC said it previously served a notice to produce documents on Provide Capital as part of an ongoing investigation. ASIC has alleged Provide Capital failed to produce ...