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Showing 301 - 310 of 319 results for "Jeremy"

ASIC offers super switching guides

... between a client's existing super fund and a competing super fund he or she has been advised to join. ASIC deputy chair Jeremy Cooper says, "While super choice doesn't impose any new obligations on advisers, this practical guide will help advisers in ...

IFS changes advertisements to suit ASIC

... previously published and is pleased that IFS has changed its advertising in response to our concerns," ASIC deputy chairman Jeremy Cooper says. IFS has, without accepting ASIC's views, undertaken to refrain from using projections of retirement payouts ...

DSTi signs first UK wrap provider

... UK investment marketplace and other UK based providers are likely suit and adopt DSTi services. Lifetime chief executive Jeremy Bradburne says wrap services will be a major part of the UK advice market in the near future and its product will offer a ...

ASIC to scrutinise accountants' SMSF advice

... examined. ASIC also plans to crack down on accountants who give product advice without being an AFSL holder. ASIC deputy chair Jeremy Cooper emphasises, "Accountants who do not have an AFSL are only allowed to advise a client on the establishment, operation ...

Government releases FSR refinements

... Australian Securities and Investments Commission (ASIC) was also enthusiastic about the fine-tuning. ASIC deputy chair Jeremy Cooper says, "ASIC has worked closely with the Government in developing the proposals paper and shares its objective in ensuring ...

Eight year gaol sentence for former financial adviser

... investing in legitimate products. Instead Higgins used the money for his own personal and business expenses. ASIC acting chair Jeremy Cooper says, "The prison term imposed on Mr Higgins is a reminder to all financial advisers that ASIC will pursue those ...

Fincorp feels ASIC's displeasure

... that major financial institutions wouldn't touch without greater security or higher rates of return," ASIC deputy chairman Jeremy Cooper said in a statement last month.

Mapping the way forward

According to investment analysis conducted by State Street Associates, Managing Director Jeremy Armitage believes the world has entered the 'riot point regime' where cross-border equity flows have now reached a period of contraction typified by a period ...

Former financial adviser imprisoned

... raised over $1 million that were transferred to various overseas destinations involved in the scam. Acting ASIC chairman Jeremy Cooper said "advisers who deceive clients about the nature and risk of investments must be brought to justice. The gaoling ...

IFSA 2004/05 Board of Directors finalised

... Managing Director Perpetual Trustees Australia, and Stephen Tucker CEO Retail Investment MLC. They join continuing directors Jeremy Duffield managing director Vanguard Investments Australia, Jon Buckeridge executive director Morgan Stanley Investment ...