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Showing 291 - 300 of 6425 results for "regulatory"

Two financial services directors fined $15k over reporting failures

MATTHEW WAI  |  TUESDAY, 25 NOV 2025
Directors of Sheffield Insurance Pty Ltd (trading by the name of Sheffield Insurance Services), Phillip Bird and Daniel Holmes, have been convicted of two offences and fined $15,000 over failure to lodge financial statements and auditors' reports with ...

Macquarie makes bid for Qube

RIDDHIMA TALWANI  |  MONDAY, 24 NOV 2025
... multiple factors including satisfactory completion of due diligence, entry into a scheme implementation agreement, regulatory approvals, final approvals from the Qube board and Macquarie, no material adverse change to Qube, and a unanimous recommendation ...

APRA-regulated funds should not pay CSLR special levy: SMC

MATTHEW WAI  |  MONDAY, 24 NOV 2025
... removing retrospective elements and setting clear guardrails for any special levy. The government also needs to drive regulatory updates in anti-hawking, platform oversight, conflict management, and subrogation and recovery. The SMC also suggested drawing ...

PE activity to continue momentum in 2026: Corrs

RIDDHIMA TALWANI  |  FRIDAY, 21 NOV 2025
... placing greater scrutiny on valuations, as managers increasingly mark portfolios to market to meet redemption terms and regulatory expectations," Liu added. He noted these as signs of a more mature and transparent market. "The takeaway for investors ...

Rest hires from AustralianSuper

ELIZABETH FRY  |  THURSDAY, 20 NOV 2025
... different industries and jurisdictions," O'Neill added. "His familiarity with profit-to-member super funds and the regulatory environment we operate in is especially valuable." Before his four years with Australia's largest superannuation fund ...

Magellan global equities lead exits amid investigation

JAMIE WILLIAMSON  |  THURSDAY, 20 NOV 2025
... ESG risks, "such as data breaches, conflicts of interest or misconduct that could result in loss of customer trust, regulatory actions or litigations". "We don't believe these are material risks to Magellan yet given it has appropriate risk management ...

APRA stress tests for potential ASX failure

ELIZA BAVIN  |  THURSDAY, 20 NOV 2025
APRA is undertaking its first exploratory system risk stress test for superannuation funds and major banks, it revealed in its inaugural System Risk Outlook report. The prudential regulator said the new system risk stress test would be completed in ...

Talent crunch lifts base salaries for advisers: Kaizen

RIDDHIMA TALWANI  |  THURSDAY, 20 NOV 2025
... found it comes as superannuation funds are expanding their advice teams on the back of increased consumer awareness, regulatory changes, and the shortage of qualified advisers. Kaizen senior recruitment consultant Riley Thompson said that the increase ...

Prevention of Shield, First Guardian-like events the focus from here on: Mulino

MATTHEW WAI  |  THURSDAY, 20 NOV 2025
Establishing a framework to prevent disasters like the Shield Master Fund and First Guardian Master Fund from happening again will be the focus moving forward, minister for financial services Daniel Mulino told the Financial Advice Association Australia ...

Delaying reforms to YFYS test, RG97 costing members: Report

JAMIE WILLIAMSON  |  WEDNESDAY, 19 NOV 2025
... The research shows young Australians could retire with an additional $20,300 if the unintended consequences of these regulatory instruments were addressed. This is similar to the benefit gained from increasing the Superannuation Guarantee from 12% to ...