Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 271 - 280 of 6425 results for "regulatory"

AustralianSuper expands international investment team

RIDDHIMA TALWANI  |  THURSDAY, 4 DEC 2025
... (UK). AustralianSuper said Dupré-Echeverria expertise in risk oversight across organisational and investment risk, UK regulatory compliance, and governance in the context of global companies will be instrumental in strengthening its international capabilities ...

Chalmers accused of sitting on advice for MIS reforms

ELIZA BAVIN  |  THURSDAY, 4 DEC 2025
... been made specifically relating to managed investment schemes. "The purpose of the review was to examine whether the regulatory framework for managed investment schemes was fit for purpose," Moore said. "No [there have been no regulatory changes], the ...

ASIC allows more forms to be lodged via email

STAFF WRITER  |  THURSDAY, 4 DEC 2025
As part of its regulatory simplification strategy, ASIC is making it possible to lodge 35 'paper-only' documents by email, including forms related to changes to responsible entities and managed investment schemes. The regulator said the move is designed ...

ASIC eyeing advisers recommending private credit funds

ELIZA BAVIN  |  WEDNESDAY, 3 DEC 2025
ASIC commissioner Alan Kirkland has told an industry event that the regulator is keeping an eye on the private credit sector, with increased surveillance continuing in 2026. "On the retail side, this surveillance will look at disclosures of fees and ...

Shield proposes to liquidate equities to pay investors

KARREN VERGARA  |  WEDNESDAY, 3 DEC 2025
... offered products that are safe, and appropriate for them and their financial goals," he said. He also pointed to the regulatory gaps across that chain that need fixing. These include the regulation of lead generators, whose activities may not be adequately ...

ASIC strengthens codes of conduct guidance

KARREN VERGARA  |  WEDNESDAY, 3 DEC 2025
ASIC has refreshed its regulatory guidance on codes of conduct for the financial services sector, saying that they have an important role in how financial products and services are regulated. ASIC has updated Regulatory Guide 183 Codes of conduct for ...

Zagga raises $65m for Sydney real estate development

RIDDHIMA TALWANI  |  TUESDAY, 2 DEC 2025
... credit managers. He added that a nationwide housing shortage, pullback from traditional lenders due to capital and regulatory constraints, and a booming population strengthens the sector's momentum. "As real estate private credit in Australia gains ...

ASX suffers another outage

ELIZA BAVIN  |  MONDAY, 1 DEC 2025
... system) Brad Jones said at the time. "We are expecting meaningful progress over the coming year and will consider further regulatory responses if necessary." In October, the ASX announced Phillip Lowe would chair the newly formed Advisory Group on Corporate ...

Former ASIC supervisor joins crypto platform as operating chief

MATTHEW WAI  |  MONDAY, 1 DEC 2025
... management. Judd boasts over 15 years of experience in financial markets, including a 12-year stint at ASIC serving in regulatory and market structure roles such as the senior manager for securities and strategies. During his time at ASIC, he led the ...

ASIC suspends Newcastle advice firm's AFSL over missing key person

MATTHEW WAI  |  FRIDAY, 28 NOV 2025
... to provide the financial services" under the licence. ASIC explained that the key person condition is an important regulatory safeguard, stating that it is imposed where it considers a licensee is heavily dependent on the competence of one or two responsible ...