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Showing 291 - 300 of 627 results for "Derivatives"

Citi boosts wealth team

ALEX BURKE  |  FRIDAY, 24 MAR 2017
... fixed income. Elsa Ouattara joined in December as a fixed income manager; before that, she was a fixed income and derivatives sales manager at Nordea Markets and a fund analyst at BNP Paribas. She has also held roles at UBS, Societe Generale and Fox ...

Estate agents to become RG146 certified

JAMIE WILLIAMSON  |  TUESDAY, 14 MAR 2017
... insurance, retirement planning, general insurance, SMSFs, superannuation, managed property investments, securities and derivatives. As defined by ASIC, "factual advice" is "objectively ascertainable information whose truth or accuracy cannot be reasonably ...

New hire at Auscap Asset Management

EMMA RAPAPORT  |  MONDAY, 13 MAR 2017
... industry having previously held senior positions at Goldman Sachs, Deutsche and Macquarie Bank specialising in equity derivatives sales. At Magellan, Herbert was responsible for launching and managing Magellan's ASX-listed product suite. "We are delighted ...

AAT upholds adviser appeal against ASIC

EMMA RAPAPORT  |  TUESDAY, 24 JAN 2017
The Administrative Appeals Tribunal upheld an appeal by Tony Davidof, a former Macquarie Equities accredited derivatives adviser, against the Australian Securities and Investments Commission. In 2015, ASIC banned Davidof from providing financial services ...

Goldman Sachs fined $120m for rate rigging

JAMIE WILLIAMSON  |  FRIDAY, 23 DEC 2016
... - in timing, price, and other respects-to influence the published USD ISDAFIX in order to benefit the bank in its derivatives positions." The bank, which was also accused of providing false reports on the benchmark rate, has refused to admit to or deny ...

Industry fund seeks volatility overlay mandate

DARREN SNYDER  |  FRIDAY, 16 DEC 2016
... HUB24 platforms. In 2017, Triple3 intends to expand its volatility research by developing an index on interest rate derivatives. Ho said the opportunity is massive given the size of the interest rate derivatives market, "which is bigger than all the ...

Standard Life appoints Aberdeen exec

JAMIE WILLIAMSON  |  WEDNESDAY, 14 DEC 2016
... Struthers will be responsible for Standard Life's investment governance, investment operating platform MyFolio and derivatives counterparty management. He will report to chief investment officer, Rod Paris. Paris said: "Archie has a blend of direct investment ...

Ascot Securities makes key wealth and institutional hires

KERRIE SYDEE  |  TUESDAY, 6 DEC 2016
... has extensive investment management, research and advisory experience across domestic and global equities, FX and derivatives markets. Fung specialises in Australian and US equities, options and CFDs and has more than 10 years' experience in the industry. ...

Macquarie merges businesses, exec departs

JAMIE WILLIAMSON  |  TUESDAY, 29 NOV 2016
... integrated, end to end service across global markets. The merger will bring together the organisation's execution, research, derivatives, trading, fixed income, foreign exchange and commodities businesses. The amalgamation will see CFM Group head Andrew ...

HSBC expands private wealth business

DARREN SNYDER  |  FRIDAY, 18 NOV 2016
... investment services including discretionary investment management, equities, fixed income, structured products and derivatives; as well as banking and lending services such as deposit accounts, foreign exchange, and online transactional banking. HSBC ...