Search Results | Showing 11 - 20 of 56 results for "Redfern" |
| | | ... break laws governing financial services risk significant consequences," ASIC's executive director of enforcement, Jan Redfern, said. |
| | | | ... services without an Australian Financial Services License (AFSL). They were ordered not to engage in any similar conduct. Jan Redfern, ASIC's executive director of enforcement, said the regulatory system and process of registering managed investments ... |
| | | | ... Jetstone, Network Company, Pagelight Nominees, Kingdream, Juson, Bridgeview Holdings and Westside Brisbane Developments. Jan Redfern, ASIC executive director of enforcement, said the rulings were another step in sorting out the mess left behind from ... |
| | | | ... accounts. Financial services licensees must have comprehensive arrangements in place to manage these risks," said Jan Redfern, ASIC's executive director of enforcement. ASIC said it is in ongoing discussions with both Patersons and Ord Minnett to ensure ... |
| | | | ... maintain independence and avoid conflicts in the administration of companies over which they are appointed," said Jan Redfern, Executive Director of Enforcement said. "Secondly, Justice Tamberlin's decision confirms that it is permissible to have regard ... |
| | | | ... serious consequences, including jail. We are determined to pursue those who misuse their positions of trust", said Jan Redfern, ASIC's executive director of enforcement. Michelle Baltazar |
| | | | ... Strategic Investments Group, controlled by Drakos. The funds were then used for a number of failed business ventures. Jan Redfern, ASIC's executive director of enforcement, said that planners held a position of trust and the penalties for those who breached ... |
| | | | ... returns. Time and time again, ASIC sees people losing their hard earned money by investing in illegal schemes," said Jan Redfern, ASIC's executive director of enforcement She added, "Our message to would-be investors is to always check that the people ... |
| | | | ... retirement after the age of 55 or pursuant to other limited legislative criteria. ASIC's executive director of enforcement, Jan Redfern, said the jail sentence served as a stern warning for those who were dishonestly advising on super roll-overs. "ASIC ... |
| | | | ... of theft and 30 counts of fraud allegedly committed between 1986 and 1991, involving approximately CAD$9.7 million. Jan Redfern, executive director of enforcement for ASIC, reiterated the regulator's front foot stance on matters of dishonesty or fraud. ... |
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