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Showing 41 - 50 of 56 results for "Redfern"

Federal Court reconsiders KordaMentha remuneration claim

... by these requirements, in order to protect the interests of the creditor," ASIC executive director of enforcement Jan Redfern says.

ASIC cracks down on early access to superannuation scheme

... savings from someone who is licensed to provide superannuation advice," says ASIC's executive director of enforcement Jan Redfern. The companies came to the attention of ASIC after several public complaints against newspaper advertisements advertising ...

Primelife's settlement with ASIC comes at a high price

... significant step towards investors being properly informed about their investments," says ASIC's executive director Jan Redfern. Primelife will also support the regulators review of two further schemes currently under investigation. "ASIC's next step ...

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... that consumers are provided with appropriate disclosures about the implications of switching superannuation funds," says Redfern. Prior to the July choice of fund legislation, the regulator will be taking steps to ensure licensees and advisers are aware ...

Clearview and MBF Life agree to correct unit pricing errors

... request. MBF Life and Clearview must also report to ASIC regarding these matters. ASIC executive director of enforcement Jan Redfern says, "ASIC was concerned to ensure that the interests of investors were not in any way compromised by the incorrect ...

Colonial Mutual to fix unit pricing errors

... have yet to be looked at. They will report to ASIC on these matters as well. ASIC executive director of enforcement Jan Redfern says, "This outcome represents a good example of industry identifying a problem and ensuring that customers are properly informed ...

Fincorp feels ASIC's displeasure

... their funds in higher risk investments than they can reasonably tolerate," ASIC executive director of enforcement Jan Redfern said. As a result of its review of high-yield debentures ASIC prevented four offers that failed to disclose relevant information ...

ASIC shuts down currency trading websites

... Remember offering financial advice or products without a license is illegal" said ASIC executive director of enforcement Jan Redfern. The companies Stevens I.T., Sydney Gold Sales and Fountainhead Management cooperated with ASIC throughout the investigation. ...

ASIC halts illegal early release super schemes

... injunctions prevent the pair from any further participation in the schemes. ASIC executive director of enforcement Jan Redfern said "ASIC has recently observed an increase in illegal schemes promoting the early release of superannuation entitlements." ...

ASIC appoints new executive director of enforcement

AAP | FRIDAY, 16 JAN 2004

The national securities watchdog has appointed Jan Redfern as its Executive Director Enforcement. Acting chairman of the Australian Securities and Investments Commission, Jeffrey Lucy, announced Ms Redfern\'s appointment late yesterday. Ms Redfern ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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