Search Results | Showing 11 - 20 of 180 results for "Indemnity" |
| | | ... Financial Complaints Authority (AFCA) determinations. According to ASIC, QFML also didn't have the required professional indemnity insurance coverage. "The licence suspension allows QFML to provide financial services that are reasonably necessary for ... |
| | | | ... and doesn't seek to address some of the underlying causes of unpaid determinations, such as appropriate professional indemnity insurance. As a result, it said that consumers are left unprotected and financial advisers are footing the bill. "We believe ... |
| | | | ... contraventions which were later relied on by the presiding judge in handing down the ban. Mawhinney has also been awarded indemnity costs as a result. A retrial has been ordered and interim injunctions imposed on Mawhinney in August 2020 have been reinstated. ... |
| | | | ... collective goal should be a compensation scheme that is rarely required as adequate capital levels and professional indemnity insurance obligations for financial advisers result in minimal unpaid AFCA determinations," he said. Meanwhile, the government ... |
| | | | ... "The direct asset model is very difficult to implement because of the challenges associated with custody, professional indemnity insurance and approved product lists. A regulated managed investment scheme removes this complexity," he said. |
| | | | ... chief executive position in the local business. Appointed in her place is Tim Tez, currently chief executive, medical indemnity at Avant Mutual. His appointment is effective February 2023, bringing more than two decades' experience in life and health ... |
| | | | ... file, additional education costs, increased licensing costs and a crisis in the costs and availability of professional indemnity insurance for the uncapped liability of running a licensee," the submission said. "Over the last three years the number of ... |
| | | | ... February, and most recently signed a deal with Mastercard. The crypto exchange has also successfully obtained professional indemnity insurance. "We have really seen over the past 12 months the cryptocurrency landscape in Australia grow and evolve and ... |
| | | | ... sanctions. At the beginning of the hearing, Falinski asked University of NSW professor Scott Donald whether creating an indemnity insurance market for penalties risks creating moral hazard for super fund executives, as they would be protected against ... |
| | | | ... financial advisors for the allocation of fault," Burgess said. Additionally, the association is backing for professional indemnity insurance to play a bigger role in the broader compensation framework. SMSFA chief executive John Maroney said that PII ... |
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