Search Results | Showing 251 - 260 of 5366 results for "2015-16 ASIC" |
| | | Expanding its jurisdiction, the Australian Financial Complaints Authority (AFCA) will now publish the names of financial firms that do not meet determinations and investigate scam-related complaints involving receiving banks. AFCA now can publicise ... |
| | | | ASIC commissioner Simone Constant has taken aim at superannuation fund trustees over how they identify systemic issues from member complaints. Speaking at an industry event, Constant said five out of the 10 super funds the regulator is reviewing over ... |
| | | | In its latest paper, ASIC has argued that while digital assets are a technological shift from current financial systems, the foundational regulatory principles for it remains the same. Speaking at the Melbourne money & finance conference, ASIC senior ... |
| | | | Following the landmark Federal Court decision in the case ASIC brought against Star Entertainment, ASIC chair Joe Longo said the regulator will not shy away from holding company directors to account. The Federal Court found two former senior executives ... |
| | | | Interprac Financial Planning has commenced Federal Court proceedings against the Australian Financial Complaints Authority (AFCA), believing it has not been treated fairly. Sequoia Financial Group, Interprac's parent company, said the case relates ... |
| | | | ASIC is seeking feedback on how it can strengthen transparency around who ultimately owns and controls listed entities, proposing several amendments it hopes will better corporate transparency, market efficiency and oversight. ASIC said its set of proposals ... |
| | | | ... Financial Services, Self-Managed Super, Provest Enterprises, and Super Funds Australia Pty Ltd ITF Principal Superannuation Fund. ASIC alleges Prakash engaged in unlicensed financial services related to securities, executed unauthorised share trades ... |
| | | | ASIC has banned Melbourne-based financial adviser Raluca Terheci from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business ... |
| | | | Betashares has made a minority strategic investment in Macropod - a licensed issuer of an Australian dollar-backed stablecoin. Betashares made the investment alongside global and regional digital asset companies, including Galaxy Digital, Flowdesk ... |
| | | | ... regarding the future potential share valuations, earnings and dividends as part of purported plans to float PWM on the ASX. ASIC alleges Cuthbertson continued to make the representation to investors after they acquired shares in PWM between the period ... |
|