Search Results | Showing 231 - 240 of 5366 results for "2015-16 ASIC" |
| | | ASIC has disqualified Ashod Ohan Balanian from managing corporations for five years for his involvement in three failed companies which operated a cryptocurrency fund. Balanian is disqualified until at least 31 March 2031. ASIC found Balanian engaged ... |
| | | | ... businesses meet standards like those in the broader financial system. This move was welcomed by the industry. Under the amendment, ASIC is also granted enforcement power over related DAPs and TCPs, and any breaches may attract civil penalties, it said. ... |
| | | | ... unprecedented step in June 2025 of commissioning the Inquiry into ASX after years of persistent issues and operational failings. ASIC chair Joe Longo said the ASX Inquiry's Final Report reinforced the strategic package of reforms ASIC announced in December ... |
| | | | ... weaknesses identified in platform trustees," Cole said. Separately, Fiducian will pay ASIC a $7.3 million greenwashing penalty. ASIC found Fiducian made false and misleading statements about the socially responsible and ethical nature of its Diversified ... |
| | | | ... operated by Ausbil Investment Management, and an Australian ESG shares mandate operated by Solaris Investment Management. ASIC said in a statement: "While Fiducian Investment Management Services Limited has agreed to make admissions in relation to contraventions ... |
| | | | ... Egg), has been banned for four years over inappropriate advice and deceptive conduct, including impersonating other advisers. ASIC has banned Nicholas Hogan from the financial services industry for four years, effective 18 December 2025. During his employment ... |
| | | | Star Entertainment has entered a binding commitment with US private credit fund WhiteHawk Capital Partners to refinance the group's debt. The agreement is for a three-year refinancing, covering existing obligations and providing additional liquidity ... |
| | | | ... million after it was found to have misclassified more than 85%, or 524, of its retail clients between July 2022 and April 2023. ASIC commenced legal proceedings against the crypto platform in December 2024 alleging the entity breached multiple obligations ... |
| | | | The detriment of Shield and First Guardian Master Funds undermines trust in the superannuation system, ASIC commissioner Alan Kirkland warned, saying trustees must revise their processes to avoid exploitation by super switching schemes. Speaking at ... |
| | | | ... as trustees we have a diminished role'. Longo, however, failed to point out the speck in ASIC's eye. Nevertheless, ASIC has copped scathing criticisms that it too was too slow and did not do enough to protect investors, with reports stating it ... |
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