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Showing 241 - 250 of 267 results for "Peter Kell"

ASIC bans Victorian adviser

CLAIRE MCGREAL  |  FRIDAY, 2 MAR 2012
... financial services industry to improve overall standards and maintain the confidence of the investing public," said Peter Kell, ASIC commissioner. Mitchell Asset Management has since recovered $200,000 from Petrovic and clients have been reimbursed. ...

Disclosure regulations unnecessary: FIRSTSUPER

ELISE BURGESS  |  WEDNESDAY, 15 FEB 2012
... super funds, meanwhile one super fund that already uses disclosure practices has called the actions "unnecessary". Peter Kell, ASIC commissioner, spoke yesterday about how a number of disclosure reforms will be focused on data collection by APRA, regarding ...

ASIC to take hard line on deliberately misleading ads

CLAIRE MCGREAL  |  WEDNESDAY, 15 FEB 2012
... services as part of its continued shake up of the financial services system. New guidelines released by ASIC commissioner Peter Kell emphasised the need for promoters to highlight the risk element of products so consumers are fully aware of potential ...

ASIC questioned over new powers

ELISE BURGESS  |  WEDNESDAY, 25 JAN 2012
... planners. Senator Mathias Cormann questioned the Australian Securities and Investments Commission (ASIC) commissioner Peter Kell about the enhancement in ASIC powers and whether it would be issuing a practice statement any time soon in relation to how ...

ASIC cancels two financial services licences

CLAIRE MCGREAL  |  FRIDAY, 25 NOV 2011
... licensees to consider whether they need to review and raise their own compliance standards," said ASIC commissioner Peter Kell. Ferguson has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision

ASIC appoints two new commissioners

CLAIRE MCGREAL  |  FRIDAY, 21 OCT 2011
ASIC has appointed two new commissioners, with another departing when his term is up in December. Peter Kell joins the Australian Securities and Investment Commission (ASIC) on a five-year term from November, while Greg Tanzer has been appointed for ...

ACCC opposes NAB/AXA merger

RUTH LIEW  |  THURSDAY, 9 SEP 2010
... to buy AXA Asia Pacific after reviewing the bank's revised bid, raising the chances of AXA AP's other suitor, AMP. Peter Kell, deputy chairman of the ACCC, said the proposed undertaking by the parties - which includes selling the North platform to IOOF ...

ACCC sounds online fraud alarm

REGULATORY RELEASE  |  MONDAY, 1 MAR 2010
... proportion of complaints to the ACCC - with online finance fraud growing in prominence, according to ACCC deputy chair, Peter Kell. During 2009, losses reported to the Australian Competition and Consumer Commission through scams totalled almost $70 million ...

Pentafin goes West

ALEX DUNNIN  |  TUESDAY, 18 JUL 2006
Financial services software specialist Pentafin has entered into a deal with Andrew West Stockbroking (AWS) to provide direct investment execution, settlement and information services to Pentafin's WealthVue system. The deal works two ways, with AWS ...

Pentafin appoints group CEO

KATE HAGE  |  THURSDAY, 13 JUL 2006
Software systems group Pentafin, provider of administration platform OneVue, has looked internally and appointed a new chief executive officer. Connie Mckeage, chief executive officer of her own advisory business Strategic Advantage and current consultant ...