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Showing 201 - 210 of 267 results for "Peter Kell"

MoneySmart list of unlicensed companies approaches 700

MARK SMITH  |  FRIDAY, 17 MAY 2013
... aware of steps they can take to minimise the likelihood of being caught out by scammers," said ASIC deputy chairman Peter Kell. "We would encourage investors to visit our MoneySmart website where there is a list of companies that are unlicensed, and ...

ASIC sends warning to property spruikers

JAMES FERNYHOUGH  |  THURSDAY, 16 MAY 2013
... demonstrated through his conduct that he is not a fit and proper person to engage in credit activities," ASIC Deputy Chairman Peter Kell said. "This included some instances where Mr George preferred his own interests to those of Money Choice's clients." ...

Confusion reigns over financial literacy

ALEX DUNNIN  |  THURSDAY, 9 MAY 2013
... working together on financial literacy, we can we help a large number of people make long-term behavioural change," said Peter Kell, ASIC deputy chairman.

ASIC warns planners, be careful who you hire

JAMES FERNYHOUGH  |  TUESDAY, 7 MAY 2013
... that representatives implicated in ASIC's crackdown, are seeking employment with other licensees. ASIC deputy chairman Peter Kell stressed the importance of thorough recruitment checks to avoid hiring sub-standard representatives. 'Generally, licensees ...

ASIC raises red flag on capital protected products

LAURA MILLAN  |  THURSDAY, 2 MAY 2013
... particularly concerned about potentially misleading or unhelpful claims of conditional protection," ASIC Commissioner Peter Kell said.

Fair Finance Australia pays infringement notice penalty

LAURA MILLAN  |  FRIDAY, 26 APR 2013
... misled and put in a potential situation where they take on too much debt and are unable to repay," ASIC commissioner Peter Kell said.

ASIC appoints deputy chairman

LAURA MILLAN  |  FRIDAY, 26 APR 2013
The government announced the appointment of Peter Kell as deputy chairman of the Australian Securities and Investments Commission (ASIC) for a five-year period starting 6 May 2013. Kell joined ASIC as a commissioner in 2011 and has experience in both ...

One third of SMSF advice is poor: ASIC

ALEX DUNNIN  |  THURSDAY, 18 APR 2013
... examples of unlicensed SMSF advice, or misleading marketing, we will be taking regulatory action," ASIC Commissioner Peter Kell said.

Sherry joins calls to watch SMSF property spruikers

MARK SMITH  |  FRIDAY, 12 APR 2013
... former Labor politician's comments echo those of Australian Securities and Investments Commission (ASIC) commissioner Peter Kell who urged SMSF professionals to be on the look out for "shark advice", "misleading ads" and "unscrupulous property spruikers" ...

ASIC targets SMSF confidence tricksters

MARK SMITH  |  THURSDAY, 11 APR 2013
... self-managed superannuation fund (SMSF) industry. Addressing a packed room at the Hilton Hotel in Sydney, ASIC commissioner Peter Kell opened the annual CPA Australia SMSF conference and expo by outlining the importance of safe-guarding SMSFs. "I urge ...