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Showing 241 - 250 of 2024 results for "Application"

Provide Capital ordered to produce documents

CASSANDRA BALDINI  |  THURSDAY, 5 OCT 2023
... which a defendant can be forced to produce required documentation following noncompliance with the regulator. In its application, ASIC highlighted two principal ways in which Provide failed to adhere to its notice. "First, Provide has failed to produce ...

Adviser registration deadline extended again

KARREN VERGARA  |  WEDNESDAY, 20 SEP 2023
ASIC has again extended the date for financial advisers' registration requirements to 1 February 2024. Advisers previously had until October 1 to register on ASIC's Financial Advisers Register. The original deadline date was set for 1 January 2023. ...

Global X launches cybersecurity ETF

CHLOE WALKER  |  WEDNESDAY, 13 SEP 2023
The Global X Cybersecurity ETF (BUGG) invests in the rapidly growing cybersecurity industry, with a management fee of 0.47% per annum. BUGG tracks the Indxx Cybersecurity Index, targeting companies that derive more than half of their revenue from cybersecurity ...

AI to revolutionise investment industry: Research

CASSANDRA BALDINI  |  WEDNESDAY, 13 SEP 2023
... further noted that the investment industry will enter a transformational phase of product creation and innovation. "The application of AI and big data at scale and throughout many industry processes will be among the most impactful developments guiding ...

Financial hardship neglect lands Westpac in court

KARREN VERGARA  |  TUESDAY, 5 SEP 2023
... Collary said ASIC's allegations "relate to a technology failure". Applications for hardships can be done via an online application form or by ringing a hotline. "Since we uncovered this issue, we've contacted these customers and completed a remediation ...

Spire Capital, Oaktree launch wholesale fund

CHLOE WALKER  |  FRIDAY, 1 SEP 2023
The Spire Oaktree Special Opportunities Fund offers wholesale investors exclusive access to opportunistic credit and special situations. The fund builds on a three-year partnership between Spire Capital (Spire) and Californian-based Oaktree Capital ...

Government must do more after product failures: FSC, SCA

JAMIE WILLIAMSON, RACHEL ALEMBAKIS  |  FRIDAY, 1 SEP 2023
... to contemporary investment options, he said. The results have also sparked calls for a rethink of the assessment's application, including expanding its remit. Super Consumers Australia said the results demonstrate the need for system-wide quality testing. ...

Platform comparison fintech launches

KARREN VERGARA  |  TUESDAY, 22 AUG 2023
... fees," he said. The first step for an adviser is to determine a client's needs and input this information in the application. "As an example, an adviser has a retiree client who is conservative, wants flexibility on their pension payments, and wants ...

Fund manager injects $28m in Stockspot

KARREN VERGARA  |  WEDNESDAY, 16 AUG 2023
... administration" but has "scaled back the staff and ceased the service as currently deployed" and is open to redeploying the application to the right acquirer or partner. "We never wavered from our philosophy that the most important determinants of optimal ...

GBST snaps up Advice Intelligence

ANDREW MCKEAN  |  TUESDAY, 25 JUL 2023
... Intelligence further accelerates GBST's digital focussed growth agenda and delivers enhanced capabilities with global application to our existing and future clients." Dixon, who is also managing partner at Anchorage Capital Partners, the private ...