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Showing 231 - 240 of 989 results for "Notes"

Manipulative trading at J.P. Morgan costs it over $1bn

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... connection to a related proceeding regarding manipulative trading activity in the secondary cash market for US treasury notes and bonds. Under the resolution, J.P. Morgan Securities will pay $10 million in disgorgement and a $25 million civil monetary ...

ETFs undermine product comparison: Research

KARREN VERGARA  |  TUESDAY, 29 SEP 2020
... pointing to several differences in naming conventions, disclosures and structures. "ETP is the catchall name... Exchange-traded notes (ETNs) do not exist in Australia as they carry counterparty risk," Vynokur said. Moreover, most ETFs in Australia are ...

Mawhinney lashes out at regulator

ELIZABETH MCARTHUR  |  TUESDAY, 29 SEP 2020
... out of funds raised from other M Core noteholders or to a lesser extent M+ noteholders," the liquidator said. The M Core notes were marketed as extremely low risk fixed income debentures with dollar-for-dollar security. ASIC has continued to allege this ...

Chief economist update: The W in the second wave

BENJAMIN ONG  |  TUESDAY, 29 SEP 2020
... coronavirus infections in the continent. Worse, Stella Kyriakides -- European Commissioner for Health and Food Safety since 2019 - notes that some countries are reporting more cases now than they did during the peak pandemic (sometime in March/April) ...

More clarity on life insurance best interest duty needed: Research

ELIZA BAVIN  |  FRIDAY, 25 SEP 2020
... adviser interviewees felt strongly that the lack of examples in RG 175 was not an issue of concern," it said. "The Taskforce notes this position but feels that there is no-downside and potential real benefit to be gained by including such examples." ...

Chief economist update: RBA negative on negative interest rate policy

BENJAMIN ONG  |  WEDNESDAY, 23 SEP 2020
... outlook for inflation and output warrant it at some point during this period of low equilibrium rates." But just as Debelle notes: "The empirical evidence on negative rates is mixed. In the short-term, they can contribute to a lower exchange rate. In ...

ASIC puts SMSF auditors on notice

ANNABELLE DICKSON  |  MONDAY, 21 SEP 2020
... professional development requirements and review and revise tools and templates used to perform and document SMSF audits. ASIC notes if an SMSF auditor is found to have breached a condition on their registration it may disqualify or suspend the auditor's ...

Chief economist update: Zero beyond 2023

BENJAMIN ONG  |  THURSDAY, 17 SEP 2020
... remain at near zero beyond 2023. More so, when overlayed with the uncertainty of the forecasts themselves for as the Fed notes: "The path of the economy will depend significantly on the course of the virus. The ongoing public health crisis will continue ...

The fundies of tomorrow

ANNABELLE DICKSON  |  MONDAY, 14 SEP 2020
... the years and the great thing is that you can see their knowledge build. Some of them are so good," she says. Gallagher notes one of the hallmarks of the program is that nobody expects anyone to make the right decision. "We just want to see that the ...

Chief economist update: Australian pessimism eases

BENJAMIN ONG  |  THURSDAY, 10 SEP 2020
... March. Good but not good enough. This is because the latest score indicates that pessimism still rules and as the survey notes: "Confidence is negative in all industries despite improvements outside of mining and rec & personal in the month. Given the ...