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Showing 201 - 210 of 989 results for "Notes"

Asendium partners with licensee support firm

KARREN VERGARA  |  WEDNESDAY, 22 SEP 2021
... able to generate in-house, next day comprehensive and personalised advice that include fact finds, strategy papers, file notes and instant Statements of Advice in a matter of hours, Asendium chief executive Scott Miller said. My Dealer Services director ...

Former Vocus chair charged with insider trading

ANNABELLE DICKSON  |  WEDNESDAY, 15 SEP 2021
... understands that Bowen emphatically denies the allegations and will be vigorously defending the matter. The company also notes that this matter does not relate to trading in Uniti shares," Uniti said in a statement. Bowen founded telecommunications business ...

ASX 100 missing key reporting metric: ACCR

ELIZABETH MCARTHUR  |  FRIDAY, 27 AUG 2021
... Some of the largest listed companies in Australia rely heavily on outsourced, contracted workers. For example, Deloitte notes that 88% of new hires to BHP in the two years to 2019 were labour hire workers, while 50% of new workers at Fortescue Metals ...

Regulators urge wider DDO adoption

JAMIE WILLIAMSON  |  WEDNESDAY, 30 JUN 2021
... their offerings must meet the requirements of the Product Design and Distribution Obligations (DDO) legislation. Releasing notes from the inaugural Superannuation CEO Roundtable that took place on April 30, ASIC and APRA said chief executives in attendance ...

Industry split on paid vaccine leave

JAMIE WILLIAMSON  |  FRIDAY, 25 JUN 2021
... ClearView Wealth, Hume Bank, IAG and Westpac. Bendigo and Adelaide Bank is also taking the same four hours-only approach, though notes that staff were provided an additional 10 days' personal leave last year for COVID-19-related matters. Others have ...

Licensee awards tech mandate

KARREN VERGARA  |  TUESDAY, 1 JUN 2021
... save up to 60% of their time on administrative work as a result of this new partnership. The solution is speeding up file notes and Statement of Advice generation and eliminates the need for a paper-based fact finder, the dealer group's managing ...

Asendium launches swift SOA solution

KARREN VERGARA  |  FRIDAY, 28 MAY 2021
... dealer group Finchley & Kent. Asendium Lite offered a file note solution at the time, while the new product incorporates file notes, fact-finds and investment strategy documentations. Miller is one of three co-founders of the fintech, which launched ...

Chief economist update: RBNZ will run out of patience next year

BENJAMIN ONG  |  THURSDAY, 27 MAY 2021
... existing Funding for Lending Programme (FLP) conditions at its 26 May Board meeting. Same old, same old. The central bank notes that: "The improvement in global and domestic economic indicators... have provided members more confidence in this outlook ...

FPA launches file note guidance

ELIZABETH MCARTHUR  |  MONDAY, 26 APR 2021
The Financial Planning Association of Australia (FPA) has released new guidance on best practice for file notes. File notes are important as a risk management tool, especially in disputes between clients and financial advisers, and the FPA said recent ...

Mawhinney banned for 20 years

ELIZABETH MCARTHUR  |  MONDAY, 19 APR 2021
... companies he is a part of cannot solicit funds in connection with any financial products for 20 years. The M Core Fixed Income Notes, M+ Fixed Income Notes and Australian Property Bonds which were advertised to wholesale investors by Mayfair 101 were ...