Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 2291 - 2300 of 3521 results for "compliance"

More Macquarie advisers flock to Shaw

ALEX BURKE  |  MONDAY, 21 SEP 2015
... business is ensuring that its clients have access to the best quality advisers. The recognised and demonstrated focus on compliance, client service and an independent/non-aligned business model was a major attraction for me." In addition to Cameron ...

ASIC warns super trustees

DARREN SNYDER  |  TUESDAY, 15 SEP 2015
... of assets in which members could invest was restricted," Kell said. ASIC has provided an overview of super industry compliance issues identified during its surveillance of responsible entities and superannuation trustees that are also holders of an Australian ...

Dow Jones Sustainability Indices hails ESG leaders

ALEX BURKE  |  TUESDAY, 15 SEP 2015
... equipment, instruments and components. Interestingly, the report noted that the "world's largest companies" perform best in compliance categories and "struggle most" with "operational eco-efficiency." According to RobecoSAM head of indices Guido Giese ...

BetaShares grows distribution team

MARK SMITH  |  MONDAY, 7 SEP 2015
... follows the recent appointments of Thomas Reif as head of quantitative research and portfolio manager; Matthew Reeves as compliance manager; Sarah Hare as marketing manager; David Whitby as account manager, and the promotion of Louis Crous to the position ...

BT develops digital learning tool for advisers

STAFF WRITER  |  FRIDAY, 4 SEP 2015
... to quality learning simple, accessible and relevant," BT said. The learning framework includes practice management, compliance, technical, insurance and investments and celebrity lessons designed to inspire action. There are currently 10 key learning ...

Perpetual wins RE mandate with seven funds

STAFF WRITER  |  THURSDAY, 3 SEP 2015
... Tipalea's Retail Income Fund - Marian, and the Monash Absolute Investment Fund. As a result, Perpetual will oversee risk, compliance and governance issues with these funds. "Our role as independent responsible entity is to assist fund managers structure ...

Australian Unity acquires four practices

ALEX BURKE  |  WEDNESDAY, 2 SEP 2015
... deliver a high level of support to our advisers in the technical, asset allocation, investment research, para-planning, compliance, practice management, marketing and back office areas."

Best Practice Managed Accounts Forum 2015 registrations open

MARK SMITH  |  TUESDAY, 1 SEP 2015
... program includes sessions on how financial advisers are changing their business models to support managed accounts, the compliance advantage of managed accounts and why the product type will appeal to SMSFs, Gen X, Gen Y and Millennials. There will also ...

Accountants nearing SMSF exemption deadline

ALEX BURKE  |  MONDAY, 31 AUG 2015
... services. "It is these new leveraged advice services which will provide them with new opportunities to replace disappearing compliance work."

Red tape being reduced for super funds

DARREN SNYDER  |  MONDAY, 31 AUG 2015
... twice yearly basis, with the Commissioner will remove a duplicated reporting burden for funds, significantly reducing compliance costs," the Treasury statement said. The draft legislation is open for public comment until 28 September 2015.