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Showing 2251 - 2260 of 3524 results for "compliance"

CFA societies launch advocacy council

DARREN SNYDER  |  FRIDAY, 12 FEB 2016
... from the regional societies' resources to form council project groups that will investigate matters of competency and compliance. It is also supported by and has access to the extensive resources of the CFA Institute globally. Acting council chair and ...

SG Hiscock takes distribution reins from EQT

ALEX BURKE  |  THURSDAY, 4 FEB 2016
... was due to "substantial one-off projects" with associated costs, such as enhancing risk management, regulatory and compliance frameworks and upgrading superannuation master trust businesses.

AMP updates SMSF platform

ALEX BURKE  |  WEDNESDAY, 3 FEB 2016
... of its kind in the market," Groeneveld continued. "Updated daily, the dashboard analyses business operations across compliance, communication and efficiency, and identifies opportunities for growth." SuperMate currently provides access to roughly 175 ...

LGS adds 15 ETFs to member-direct option

ALEX BURKE  |  TUESDAY, 2 FEB 2016
... investors in LGS can also allocate to ASX300 equities and term deposits. "Our DIY option offers members all the security, compliance and administrative services you'd expect from a super fund but with wider choice and greater flexibility," said LGS chief ...

OneVue appoints fund services head from J.P. Morgan

ALEX BURKE  |  MONDAY, 1 FEB 2016
... best to manage the practicalities of building better unit registry operations alongside the ever-growing regulatory/compliance environment." OneVue chief executive Connie Mckeage added: "We are not short of talented people at OneVue but it is noteworthy ...

Challenger reports early amid share price falls

MARK SMITH  |  MONDAY, 25 JAN 2016
... investors with the early release of the numbers following falls in its share price in 2016. Challenger said it is in compliance with ASX Listing Rule 3.1, which requires listed companies to immediately inform investors of any news that would make a meaningful ...

ASX partners with US tech firm for new trade platform

ALEX BURKE  |  FRIDAY, 22 JAN 2016
... ASX statement. The statement added, "For ASX clients this could remove risk and reduce back-office administration and compliance costs, while investors could experience significantly faster settlement of equity transactions - potentially in near real-time." ...

Financial services among top taxpayers

DARREN SNYDER  |  FRIDAY, 18 DEC 2015
... over the past three years. "Historically, we raise additional assessments of about $2 billion each year through our compliance action on this group of companies. I am confident of the ATO's oversight of these large players in our economy, and of our ...

More CBA-aligned advisers under scrutiny

DARREN SNYDER  |  THURSDAY, 17 DEC 2015
... compensated in a process overseen by KordaMentha Forensic," an ASIC statement said. KordaMentha Forensic's third report, the Compliance Report, is expected in 2016 and is auditing whether CFPL and FWL have complied with their additional AFS licence conditions ...

Sentry Group restructures management

ALEX BURKE  |  TUESDAY, 15 DEC 2015
... the new arrangement, the dealer group will be divided into four divisions: business development, business solutions, compliance and corporate services. These will be headed up by head of business development and chief investment officer Daniel Parry ...