Search Results | Showing 2211 - 2220 of 3519 results for "compliance" |
| | | Mercer has acquired a web-based compliance and risk management provider as a "logical move" that supports an already well-established business partnership. The global retirement and investment consultant announced yesterday it has purchased ExtraTextual ... |
| | | | ... will take on the roles and has extensive experience in the financial services industry, having worked across finance, compliance, operations, risk and governance. He is currently a non-executive director of Millinium Capital Managers, chairman of the ... |
| | | | ... "In addition to the M&A expertise, we look forward to utilising Focus' value-add programs in operations, technology, compliance and marketing." Co-founder and managing director at Focus, Rajini Kodialam, added: "MW Lomax's strong desire to grow and their ... |
| | | | InvestmentLink has announced the development of a real-time compliance product that will provide financial advisers and dealer groups with immediate and ongoing compliance reporting. The product, Halcyon, will use InvestmentLink's data platform as well ... |
| | | | ... employer-sponsored sub-plans until 1 July 2017. "This deferral is to give RSE licensees enough time to transition to compliance with the full requirements of section 29QB of the SIS Act. From 1 July 2017, RSE licensees must comply in full with the s29QB ... |
| | | | ... financial services regulation and competition policy, including as a previous member of the Banking Code of Practice's compliance committee. Alan Kirkland - Has been the chief executive of Choice for the past three-and-a-half years and has extensive ... |
| | | | ... accounting specialists to the network. The package includes customised software that will guide the adviser through the compliance process and generates Statements of Advice (SOA). The software will also include a suite of client letter templates to ... |
| | | | ... Joining Centrepoint as a director is Hugh Robertson, who will also be a member of the firm's group audit, risk and compliance committee. Robertson has more than 30 years' experience in financial services, commencing his stockbroking career in 1983, and ... |
| | | | ... business and development and distribution said: "Fiducian wants to grow with like-minded financial planners who adopt its compliance processes. This is important to ensure client best-interest." The acquired businesses will work with Fiducian's existing ... |
| | | | ... group through a period of unprecedented regulatory change and the implementation of a materially stronger risk and compliance framework. "On behalf of the board, our shareholders and staff, we extend to Robin our appreciation for his leadership of the ... |
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