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Showing 2211 - 2220 of 3519 results for "compliance"

Mercer bolsters compliance offering

DARREN SNYDER  |  TUESDAY, 10 MAY 2016
Mercer has acquired a web-based compliance and risk management provider as a "logical move" that supports an already well-established business partnership. The global retirement and investment consultant announced yesterday it has purchased ExtraTextual ...

HFA appoints CFO

KERRIE SYDEE  |  TUESDAY, 10 MAY 2016
... will take on the roles and has extensive experience in the financial services industry, having worked across finance, compliance, operations, risk and governance. He is currently a non-executive director of Millinium Capital Managers, chairman of the ...

Focus Financial expands into Australia

KERRIE SYDEE  |  MONDAY, 9 MAY 2016
... "In addition to the M&A expertise, we look forward to utilising Focus' value-add programs in operations, technology, compliance and marketing." Co-founder and managing director at Focus, Rajini Kodialam, added: "MW Lomax's strong desire to grow and their ...

InvestmentLink developing real-time compliance product

KERRIE SYDEE  |  MONDAY, 9 MAY 2016
InvestmentLink has announced the development of a real-time compliance product that will provide financial advisers and dealer groups with immediate and ongoing compliance reporting. The product, Halcyon, will use InvestmentLink's data platform as well ...

Super fund disclosure gets extension

DARREN SNYDER  |  THURSDAY, 5 MAY 2016
... employer-sponsored sub-plans until 1 July 2017. "This deferral is to give RSE licensees enough time to transition to compliance with the full requirements of section 29QB of the SIS Act. From 1 July 2017, RSE licensees must comply in full with the s29QB ...

Panel to review financial services complaints system

DARREN SNYDER  |  THURSDAY, 5 MAY 2016
... financial services regulation and competition policy, including as a previous member of the Banking Code of Practice's compliance committee. Alan Kirkland - Has been the chief executive of Choice for the past three-and-a-half years and has extensive ...

Libertas launches licensing to attract SMSF specialists

KERRIE SYDEE  |  TUESDAY, 3 MAY 2016
... accounting specialists to the network. The package includes customised software that will guide the adviser through the compliance process and generates Statements of Advice (SOA). The software will also include a suite of client letter templates to ...

Centrepoint appoints former HUB24 director

DARREN SNYDER  |  TUESDAY, 3 MAY 2016
... Joining Centrepoint as a director is Hugh Robertson, who will also be a member of the firm's group audit, risk and compliance committee. Robertson has more than 30 years' experience in financial services, commencing his stockbroking career in 1983, and ...

Fiducian acquires three further firms

KERRIE SYDEE  |  FRIDAY, 29 APR 2016
... business and development and distribution said: "Fiducian wants to grow with like-minded financial planners who adopt its compliance processes. This is important to ensure client best-interest." The acquired businesses will work with Fiducian's existing ...

EQT managing director departs

ALEX BURKE  |  THURSDAY, 28 APR 2016
... group through a period of unprecedented regulatory change and the implementation of a materially stronger risk and compliance framework. "On behalf of the board, our shareholders and staff, we extend to Robin our appreciation for his leadership of the ...