Search Results | Showing 201 - 210 of 6702 results for "regulatory" |
| | | ASIC is simplifying the sell-side regulatory guidance in a move to spike capital raising activity, in line with its simplification effort which commenced in September 2025. The proposed revamp of Regulatory Guide 264 Sell-Side Research (RG 264) is in ... |
| | | | ... fund said it was reshaping its executive team to support the next phase of its long-term growth strategy. Subject to regulatory approvals, Kulwant Singh-Pangly will rejoin Rest's executive leadership team, reporting to chief executive Vickie Doyle. ... |
| | | | ... Superannuation, which accounts for around $397 billion of assets sitting across platforms, according to APRA, brings a strict regulatory obligation along with it to safeguard the retirement savings of Australians. That safeguard comes in the form of ... |
| | | | ... as a significant segment of the Australian dollar credit market, with QIC saying the asset class is benefiting from regulatory reforms, growing investor demand and changing rating treatment. In a new research paper, The Return of Corporate Hybrids and ... |
| | | | ASIC has scored a whopping $830 million in civil penalty orders in the last financial year alone, a Freedom of Information (FOI) request revealed. The FOI obtained by Lambros Photios, the founder of technology services and artificial intelligence (AI) ... |
| | | | The Financial Services Credit Panel (FSCP) has cancelled the registration of financial adviser Peter Morrison-Dowd and banned him from providing personal advice to retail clients until at least September 2027 after finding multiple breaches of his legal ... |
| | | | ... managed investment schemes. While those issues have been rectified, the regulator said the reporting failures warranted regulatory action. Under the suspension, Prime Value is prohibited from issuing interests in its managed investment schemes to new ... |
| | | | ... its financial reports or risk delisting from the ASX. Sorrenson brings nearly two decades of legal, governance and regulatory experience across financial services, including banking, regulation and superannuation. She returns to Brighter Super after ... |
| | | | ASIC has cancelled the Australian financial services licence (AFSL) of Queensland-based Australian Fiduciaries, which is currently in liquidation. This follows Australian Fiduciaries' inability to pay the amount determined by the Australian Financial ... |
| | | | ... expectations on regulators to promote the "sound functioning" of the financial system, reminding both to consider the regulatory impact of its activities on affected industries, especially on small businesses and market entrants, "ensuring its actions ... |
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