Search Results | Showing 171 - 180 of 6425 results for "regulatory" |
| | | ... said. "Roles in risk, compliance, and senior finance leadership are leading the market, reflecting both the increasing regulatory complexity and the value organisations place on experienced professionals who can navigate it. "For employers, this highlights ... |
| | | | ... wealth management and advice industry, which has become a catalyst for advisers to switch platforms. These includes regulatory changes, a shift in advisers from aligned to independent licensees, diversified wealth groups separating from their advice ... |
| | | | Fundhost has paid $19,800 to comply with an infringement notice issued by ASIC for making false or misleading representations about the performance of the Polen Capital Global Growth Fund. Fundhost is the responsible entity of the Polen Capital Global ... |
| | | | Two years on from a review into cold calling and lead generators, ASIC is launching another into the advice licensees that use them. ASIC said the aim of the review is to address practices that inappropriately or unnecessarily encourage consumers to ... |
| | | | ... better-than-expected". "CGF have announced today a $150 million on-market share buyback, subject to market conditions and regulatory approval. This will likely disappoint, with investors expecting far more than that," Ord Minnett said. Challenger chief ... |
| | | | ... more dignified retirements and helping to boost the economy," Blakey said. HESTA recommended the government remove regulatory barriers to allow members to top up retirement income streams with employment income. This change, it said, would also help ... |
| | | | ASIC has cancelled the Australian financial services licence (AFSL) of Pulse Markets, a wholly owned subsidiary of BIR Financial, for providing incompetent financial services, including inadequate supervision of its corporate authorised representatives ... |
| | | | ... keep things running smoothly - everything from setting up your account and processing transactions, complying with regulatory requirements, to the continuous improvements we make to servicing your account." |
| | | | APRA's role as prudential regulator in the wake of the First Guardian Master Fund and Shield Master Fund collapses came under the spotlight at a recent parliamentary hearing. APRA chair John Lonsdale told the Senate Economics Legislation Committee that ... |
| | | | Although the tabling of the super tax bill was largely supported by the industry, the SMSF Association (SMSFA) remains concerned about the likelihood of "unintended" consequences. Yesterday, Treasurer Jim Chalmers introduced the Treasury Laws Amendment ... |
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