Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 201 - 210 of 213 results for "Stockbrokers"

More confidence in financial planners

... shadow shopper survey 18 months ago. The survey included interviews with the public, financial analysts, advisers, and stockbrokers. Views of 200 chief executives, chief financial officers, directors and internal and external auditors from CPA Australia's ...

ASIC rules out exemptions to Statements of Advice

... it is working with ASIC towards achieving its aim of having financial planners put on a 'level playing field' with stockbrokers. "Stockbrokers are regulated by the ASX under different legislation and have a conditional exemption from the need to provide ...

ASIC warns consumers are target of offshore fraud

AAP  |  TUESDAY, 16 MAR 2004
The Australian Securities Investment Commission (ASIC) has warned that unlicensed offshore stockbrokers have re-emerged in Australia, targeting consumers interested in maximising their superannuation. The corporate watchdog said today offshore brokers ...

Tribeca eyes bigger market after rebranding

AAP  |  THURSDAY, 4 MAR 2004
... rebranding will boost its profile, revenues and share price. Tribeca will also expand its service offerings to include stockbrokers, mortgage brokers, insurance brokers, accountants, bankers and responsible officers. Tribeca says this move will increase ...

Strengthening market brings increase in share scams: ASIC

AAP  |  THURSDAY, 26 FEB 2004
... cold calling and emailing of Australian investors. Perhaps surprisingly, the scammers, largely unlicensed offshore stockbrokers, have been targeting previous victims offering overpriced shares in start-up companies and share swaps releasing large pro ...

Industry fund signs directed brokerage agreement

... the superannuation fund. The superannuation fund is thus able to 'recapture' some of the brokerage its managers pay stockbrokers, and reduce administration costs for fund members. Consultants also argue directed brokerage forces an unbundling of transaction ...

IWL appoints new head of equities market solutions

... residing within IWL," she said. "Its' senior executives have widespread experience and appreciation of what Australian stockbrokers need right now. We are fundamentally committed to succeeding in offering this sector of the market, robust, scaleable ...

ARF weighs in with ASX 100 shares investment plan

... incorporates the top 100 companies listed for trading on the ASX. Macquarie Equities, one of Australia's most respected stockbrokers, will provide information on all S&P/ASX 100 companies through the Fund's website and be broker to the Plan. Members ...

ASIC releases updated industry guides for AFS licence applicants

... derivatives and foreign exchange contracts; responsible entities and investor directed portfolio services operators; stockbrokers; and superannuation trustees. "ASIC urges all applicants to use the industry guides to help them choose the correct authorisations ...

Government to call for national approach to property hustlers

... Act, which introduced a uniform licensing, conduct and disclosure regime for providers of financial services such as stockbrokers, investment advisers and financial planners, could form the basis of a regulatory model for the States and Territories to ...