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Showing 191 - 200 of 216 results for "Stockbrokers"

AAA and Questus marching to the same drum

HAMISH MADDEN  |  FRIDAY, 8 DEC 2006
... and establish one of the country's largest non-aligned planner networks. The strategic alliance encompasses AAA's stockbrokers, life advisers, mortgage brokers and financial planners and Questus' EPIC financial planning business and Questus Funds Management ...

Praemium partners with stockbroking specialist

HAMISH MADDEN  |  WEDNESDAY, 29 NOV 2006
... sets of clients. Stockbroking technology specialist GBST Holdings' reach extends to over 60 per cent of Australian stockbrokers and many of Praemium's existing clients already use some of GBST's functionalities. The partnership will see the two technology ...

Broker gets jail term for forgery

... between July 1997 and June 2002 and for Bell Potter Securities Ltd between June 2002 and April 2003. "Clients of stockbrokers have a right to expect that their advisers will always act in their best interests. This action proves that those who do not ...

Little Black Book now available on FinancialStandard.com.au

ALEX DUNNIN  |  WEDNESDAY, 12 JUL 2006
... investment managers, managed accounts, margin lenders, online brokers, recruiters, retirement products, reverse mortgages, stockbrokers, structured investments, SMSF providers and workplace super funds. "Because Rainmaker conducts its own primary research ...

E*TRADE picks up HSBC Stockbroking

... be driven in stockbroking via an online facility, such as E*TRADE... and at the other end, as far as full service stockbrokers are concerned, I don't think they'd move completely out of business." Instead, he said, "They have to demonstrate very clearly ...

Life insurers and 25 AFSL holders under ASIC microscope

... general insurance and superannuation sectors, 35 from deposit taking institutions, 33 from life insurers and 37 from stockbrokers. The most common reasons given were related to disclosure obligations, incorrect fees and charges, statements of advice ...

Margin lenders bank on reputation not just rates

... about $18 billion now so that's pretty solid growth and a lot of that's been driven by both financial planners and stockbrokers doing more in this space," said Stephen Robertson, head of Macquarie's margin lending division. According to Investment Trends ...

FPA and ASIC warn consumers to defend against fraudsters

... Australians have lost at least $400 million to cold calling frauds whereby unlicensed overseas organisations pretend to be stockbrokers and investment houses. "Informed consumers are the best defence against the increasing number of scammers targeting ...

S&P gives local LIC thumbs down

... shares are a better alternative for the retail investor to gain exposure, and these can easily be bought through local stockbrokers." GMF is a listed investment company (LIC) with a similar structure to an ordinary company and trades as shares. LICs ...

SDIA launches stockbroker accreditation course

Retail and institutional stockbrokers will now be able to receive a specifically designed professional qualification through a course being offered by The Securities & Derivatives Association (SDIA). The SDIA will be offered in conjunction with the ...