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Showing 201 - 210 of 424 results for "Financial Services business"

Former Macquarie executive takes new role

JAMIE WILLIAMSON | THURSDAY, 24 JAN 2019

... experience in financial services. Werro is a former chief financial officer of Macquarie's banking and financial services business. In the 10 years he spent at Macquarie, he also served as head of wealth advice, client remediation and head of regulatory ...

ASIC strips Melbourne firm of AFSL

KANIKA SOOD | MONDAY, 3 DEC 2018

... services, credit and consumer protection laws. The court also permanently banned it from carrying on a financial services business and providing credit or entering into a credit contract as a credit provider. On January 10, ASIC obtained a restraining ...

Asset manager consolidation top of mind for HNWIs

DARREN SNYDER | WEDNESDAY, 28 NOV 2018

... head of financial services for Australia and New Zealand, Phil Gomm, said: "Vertically integrated financial services business models are also demonstrating complex conflict of interest challenges for advisers." "Senior leaders acknowledged recently in ...

Melbourne AFSL pays $9 million in fines

KANIKA SOOD | MONDAY, 5 NOV 2018

... services, credit and consumer protection laws. The court has also permanently banned it from carrying on a financial services business and providing credit or entering into a credit contract as a credit provider. On January 10, ASIC obtained a restraining ...

ASIC extends relief to foreign financial services firms

KARREN VERGARA | MONDAY, 24 SEP 2018

... of foreign providers in Australia and enable foreign firms to apply for a modified form of an AFSL. Financial services business in Australia must hold an AFSL unless ASIC grants a relief or exemption. There are two types of relief available to foreign ...

OneVue and boutique fund manager ink platform deal

JAMIE WILLIAMSON | TUESDAY, 28 AUG 2018

... private label is expected to launch shortly. Releasing its annual results yesterday, the diversified financial services business recorded a 20% jump in revenue, bringing in $49 million over the 12 month period. This was due in large part to the growth ...

Former licensee chief to lead fund manager

JAMIE WILLIAMSON | TUESDAY, 21 AUG 2018

The former chief executive of a financial advice dealer group will now lead an $855 million investment manager. Clime Investment Management has appointed Rod Bristow to the newly-created role of group chief executive. Bristow served as chief executive ...

Dover AFSL cancelled, McMaster exits industry

JAMIE WILLIAMSON | FRIDAY, 29 JUN 2018

... group that it would conduct an administrative hearing to assess Dover's ongoing ability to operate a financial services business. ASIC was concerned that by intending to rely on the policy, Dover had failed deliberately and systematically for over two ...

CBA to demerge CFS, mulls further CommInsure sell-off

JAMIE WILLIAMSON | MONDAY, 25 JUN 2018

... Loans. Commonwealth Financial Planning will be retained by the bank and form part of its consumer financial services business within its Retail Banking Services Division. In April the bank announced it would pursue an initial public offering for CFSGAM ...

ASIC cancels Melbourne firm's AFSL

KANIKA SOOD | THURSDAY, 17 MAY 2018

... obligations in offering advice to clients. The court also ordered that WRM be restrained from carrying on a financial services business for 18 years. After the court ruling, ASIC decided to cancel the firm's AFS licence as it had ceased to carry on its ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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