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Showing 171 - 180 of 424 results for "Financial Services business"

Iress partners with regtech for DDO

ANNABELLE DICKSON  |  FRIDAY, 23 APR 2021
The financial services software company has announced it is integrating Objective Corporation with its blockchain technology for its design and distribution obligations (DDO) solution. The integration will allow product issuers to publish Target Market ...

Goldsky director charged

ELIZABETH MCARTHUR  |  TUESDAY, 13 APR 2021
... founder of Goldsky Investments has been charged with engaging in dishonest conduct and operating a financial services business without a licence. Kenneth Charles Grace was charged with eight counts of dishonest conduct and one of operating a financial ...

Blake Grossman joins BetaShares board

ELIZABETH MCARTHUR  |  TUESDAY, 6 APR 2021
... growth and look forward to helping the firm further develop into a leading, independent Australian financial services business." The appointment of Grossman follows BetaShares' recent announcement that it has received a significant investment from ...

David Atkin joins ME Bank board

KANIKA SOOD  |  THURSDAY, 7 JAN 2021
Former Cbus Super chief executive David Atkin, who r ecently joined AMP Capital, has just added a board position at ME Bank. David Atkin joined the industry-fund-owned bank's board as a non-executive director on January 1, alongside Westpac's ...

Director charged with dishonest conduct

ANNABELLE DICKSON  |  FRIDAY, 4 DEC 2020
... Secure Investments and Aquila Group after Naseeruddin breached the Corporations Act by operating a financial services business without holding an Australian financial services licence (AFSL). The matter is being prosecuted by the Commonwealth Director ...

AAT affirms SMSF adviser ban

JAMIE WILLIAMSON  |  WEDNESDAY, 11 NOV 2020
... Management. ASIC suspended Ballast's AFSL in October until December 18 as it had ceased to carry on a financial services business. In 2015 another former authorised representative of Ballast, Marion Joan Pearson, was permanently banned from providing ...

Macquarie profits slide 32%

KANIKA SOOD  |  FRIDAY, 6 NOV 2020
... performance fees. This was partially offset by sale of Macquarie Rail in the period. The banking and financial services business, which includes platform and wealth and bring in 14% of net profit, was hit by margin compression on deposits, increased ...

HUB24 to acquire Xplore, offloads Paragem

ELIZA BAVIN  |  WEDNESDAY, 28 OCT 2020
... Investments we anticipate holding approximately 40% shareholding in Easton which is a diversified financial services business servicing 174 financial advisers and over 510 licensed accountants," Alcock said. "Easton's provision of licensee, training ...

Federal Court freezes investment scam, winds up SMSF operator

ANNABELLE DICKSON  |  TUESDAY, 27 OCT 2020
... Commission (ASIC). The Federal Court has made orders to restrain Matthew Alan Beresford from continuing a financial services business and suspended the bank accounts and websites associated with Maxwell Financial Services and Asset Capital Holdings. ...

ClearView adds to leadership team

JAMIE WILLIAMSON  |  TUESDAY, 27 OCT 2020
The diversified financial services business has made a raft of changes to its leadership team, including a fresh life insurance lead and new general manager of wealth management. ClearView has today announced a series of key management changes as part ...