Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 201 - 210 of 626 results for "Derivatives"

Melbourne fund tightens redemptions amid COVID-19

KANIKA SOOD  |  FRIDAY, 3 APR 2020
... fund targets an absolute return while investing in listed real estate and infrastructure securities, their IPOs or derivatives. Newgate was founded in 2015 by former Goldman Sachs JBWere partner Tim Hannon. Last year, it froze redemptions on its flagship ...

AFSL suspended by ASIC

ALLY SELBY  |  MONDAY, 23 MAR 2020
... Longhou Capital Markets had 18 authorised financial advisers working on its behalf, mostly providing securities and derivatives advice. With the suspension of the firm's AFS licence, ASIC said the 18 advisers must "immediately cease" providing financial ...

Investment manager criminally charged

ELIZA BAVIN  |  WEDNESDAY, 18 MAR 2020
... clearing, and provided a range of financial products including ASX24 futures and options and OTC ('over the counter') derivatives. SGSA's clients are wholesale clients, including financial institutions, hedge funds, asset managers, and various corporate ...

Latest data reveals super admin problem

ELIZA BAVIN  |  TUESDAY, 10 MAR 2020
... and Nulis Nominees with 122. The data also revealed the most complained about investment and advice products were derivatives, hedging and securities with 794 complaints. AFCA chief operating officer Justin Untersteiner said it is important to make the ...

Court punishes OTC derivative issuers

HARRISON WORLEY  |  FRIDAY, 28 FEB 2020
Three over-the-counter derivatives providers have been found guilty of contravening their AFSL licences by using account managers to pressure retail investors into purchasing products which lost investors more than $30 million. The Federal Court has ...

Challenger boutique winds up

KANIKA SOOD  |  TUESDAY, 11 FEB 2020
... partnered with in February last year has wound up. London-based FME Asset Management (Financial Markets Engineering) ran a derivatives-based strategy taking positions in futures with an absolute return objective. Its partnership with Fidante was announced ...

New boutique at Pinnacle

KANIKA SOOD  |  THURSDAY, 6 FEB 2020
... leads the team as the chief investment officer for Reminiscent. Chris James, who worked at Citi in pan-Asian equity derivatives sales, is Reminiscent's assistant portfolio manager. They are joined by Nathaniel Hartley as a trader. He was previously ...

UK pension fund expands offering, climate risk policy

JAMIE WILLIAMSON  |  TUESDAY, 7 JAN 2020
... active decision-making on co-investment opportunities in private markets in due course and direct fund managers to use derivatives in order to help invest cashflows and manage risk efficiently. The announcement follows a busy end to 2019 for Nest, having ...

Former Challenger executive joins ASX board

ELIZABETH MCARTHUR  |  MONDAY, 6 JAN 2020
... businesses. He started his career at Bankers Trust Australia, becoming executive vice-president and head of equity derivatives. Woods will be replaced as chair of ASX Clear by Stephen Knight, who was previously chief executive of the NSW Treasury Corporation. ...

ACCC immunity deal questioned by court

ELIZA BAVIN  |  FRIDAY, 6 DEC 2019
JPMorgan's former head of equity, capital and derivatives, Richard Galvin, has been forced to answer questions over the immunity deal offered to him by the ACCC over the cartel scandal of 2015. The Commonwealth brought charges against ANZ, Citigroup ...