Search Results | Showing 201 - 210 of 626 results for "Derivatives" |
| | | ... fund targets an absolute return while investing in listed real estate and infrastructure securities, their IPOs or derivatives. Newgate was founded in 2015 by former Goldman Sachs JBWere partner Tim Hannon. Last year, it froze redemptions on its flagship ... |
| | | | ... Longhou Capital Markets had 18 authorised financial advisers working on its behalf, mostly providing securities and derivatives advice. With the suspension of the firm's AFS licence, ASIC said the 18 advisers must "immediately cease" providing financial ... |
| | | | ... clearing, and provided a range of financial products including ASX24 futures and options and OTC ('over the counter') derivatives. SGSA's clients are wholesale clients, including financial institutions, hedge funds, asset managers, and various corporate ... |
| | | | ... and Nulis Nominees with 122. The data also revealed the most complained about investment and advice products were derivatives, hedging and securities with 794 complaints. AFCA chief operating officer Justin Untersteiner said it is important to make the ... |
| | | | Three over-the-counter derivatives providers have been found guilty of contravening their AFSL licences by using account managers to pressure retail investors into purchasing products which lost investors more than $30 million. The Federal Court has ... |
| | | | ... partnered with in February last year has wound up. London-based FME Asset Management (Financial Markets Engineering) ran a derivatives-based strategy taking positions in futures with an absolute return objective. Its partnership with Fidante was announced ... |
| | | | ... leads the team as the chief investment officer for Reminiscent. Chris James, who worked at Citi in pan-Asian equity derivatives sales, is Reminiscent's assistant portfolio manager. They are joined by Nathaniel Hartley as a trader. He was previously ... |
| | | | ... active decision-making on co-investment opportunities in private markets in due course and direct fund managers to use derivatives in order to help invest cashflows and manage risk efficiently. The announcement follows a busy end to 2019 for Nest, having ... |
| | | | ... businesses. He started his career at Bankers Trust Australia, becoming executive vice-president and head of equity derivatives. Woods will be replaced as chair of ASX Clear by Stephen Knight, who was previously chief executive of the NSW Treasury Corporation. ... |
| | | | JPMorgan's former head of equity, capital and derivatives, Richard Galvin, has been forced to answer questions over the immunity deal offered to him by the ACCC over the cartel scandal of 2015. The Commonwealth brought charges against ANZ, Citigroup ... |
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