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Showing 181 - 190 of 626 results for "Derivatives"

Superhero nabs new recruits

ALLY SELBY  |  FRIDAY, 2 OCT 2020
... Biven, Superhero's new head of market operations, most recently managed Shaw and Partners international operations and derivatives business. Prior to his four year tenure with the wealth management firm, Biven worked at Patersons Securities as a derivatives ...

ASX director retires

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... of Austraclear and a director of ASX Clear (Futures), the ASX clearing and settlement licensees for Australia's derivatives, OTC and debt markets. He will also remain a director of the exchange's intermediate holding companies, ASX Clearing Corporation ...

ASIC reinforces power to obtain documents

ELIZABETH MCARTHUR  |  MONDAY, 14 SEP 2020
... Federal Court compelling Maxi EFX to product documents in response to an ASIC notice issued to it. Maxi EFX is a forex/derivatives trader subject to an ongoing investigation into suspected contraventions of the ASIC Act 2001 and the Corporations Act ...

Boutique launches multi-asset fund

KANIKA SOOD  |  MONDAY, 10 AUG 2020
... growth assets. The fund is permitted to obtain leverage via short selling (set at maximum 10% of gross asset value) or derivatives. It is managed by David Lewis (also the deputy chief investment officer) who joined from Merrill Lynch in 2013 and now ...

Wheelhouse names new partners

ELIZA BAVIN  |  MONDAY, 10 AUG 2020
... completed extensive testing of an Australian equities focused fund, applying the same rules-based and disciplined derivatives strategy to that of its flagship global fund, however over an index of Australian listed securities. The local fund is expected ...

Janus Henderson lists new active ETF

KANIKA SOOD  |  WEDNESDAY, 29 JUL 2020
... subordinated corporate debt (9%), government bonds (5%). The rest was split across asset-backed securities, cash and derivatives, global high yield, hybrids and supranationals.

US pension funds form trading alliance

ALLY SELBY  |  FRIDAY, 24 JUL 2020
... to support securities lending or repo activity directly." HOOPP assistant vice president of collateral management, derivatives and fixed income Rob Goobie said the four pension funds were excited at the opportunity to participate in GPFA. "We believe ...

ASIC suspends OTC derivatives issuer

ANNABELLE DICKSON  |  TUESDAY, 21 JUL 2020
... Australian financial services licence of Union Standard International Group. The Sydney-based retail over-the-counter derivatives issuer operating as USGFX is suspended until September 23 under 915B of the Corporations Act 200 because it is under external ...

Foreign exchange broker banned

ALLY SELBY  |  TUESDAY, 30 JUN 2020
... licensee obligations, resulting in misleading and deceptive conduct. "The size of the Australian market for OTC retail derivatives has grown considerably over recent years," ASIC said. "With that growth, there has been a dramatic increase in complaints ...

ASIC cracks down on investment manager

ALLY SELBY  |  MONDAY, 15 JUN 2020
... products and commercial real estate finance. It also provides futures execution and clearing services, as well as equity derivatives and product distribution solutions. Going forward, the firm "must appoint an independent expert to assess and test its ...