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Showing 201 - 210 of 242 results for "Allen"

Gottex consolidates 'A' rating and wins hedge fund award

The Gottex Market Neutral Fund has again been awarded an 'A' rating by global hedge fund rating specialist and research house Allenbridge Hedgeinfo, and is now considered as a 'benchmark fund'. The fund was launched in 1999 and has achieved consistent ...

HSBC financial planning lands on Navigator platform

... diligence process before it decided on Navigator to provide the platforms for its clients. HSBC manager wealth management Sean Allen says, "Through Navigator HSBC customers have access to more products and services to help them reach their financial ...

Unsolicited offers by Ross Investments subjected to compliance checks

... ensuring unsolicited offers to purchase securities off market comply with law," says ASIC deputy executive director enforcement Allen Turton. The move follows an investigation by the regulator on a series of unsolicited offers to purchase securities ...

New Team to lead MLC

... Australia Bank's new regional business model. The new team includes John Salamito as general manager product solutions, Vicki Allen as general manager servicing solutions, Scott Hartley as general manager business development, Bill Wawn as general manager ...

Sydney financial advisers banned for good

... in the English language and financial matters for their own financial gain. ASIC deputy executive director of enforcement Allen Turton has stressed the regulator will not tolerate the kind of behaviour displayed by the two advisers. He says "the lifetime ...

ASIC bans unlicensed advisers

... At the time Manito did not hold an Australian financial services licence. ASIC deputy executive director of enforcement Allen Turton said "people need to check that they are getting advice about their hard-earned retirement savings from someone who is ...

ASIC bans accountant for good

... of the superannuation fund to pay back the $140,000 it owed to its members. ASIC deputy executive director of enforcement Allen Turton said "the investing public must have confidence that advisers will not put their clients' money at risk or place themselves ...

Five-year ban for portfolio manager

... carry out his duties properly on behalf of the clients of Global Portfolios. ASIC deputy executive director of enforcement Allen Turton said "ASIC will act to protect the interests of investors by ensuring that individuals who do not operate within the ...

Man convicted over early release super scheme

... Superannuation Fund or KOM Super Fund. None of the benefits were preserved. ASIC deputy executive director of enforcement Allen Turton said "the law prescribes tight rules about how and when a person's superannuation can be accessed. The law is there ...

Raddison Maine Group of companies wound up

... financial position and of avoiding any risk of trading whilst insolvent" said ASIC's deputy executive director of enforcement Allen Turton