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Showing 191 - 200 of 242 results for "Allen"

ASIC fends off non-complying share offer

... action in circumstances where the investors' interests may be compromised by a failure to meet legal obligations", said Allen Turton, ASIC's deputy executive director of enforcement. Michelle Baltazar

MLC and Aon take out top insurance awards

KATE HAGE  |  WEDNESDAY, 26 JUL 2006
MLC Insurance took out the life insurance company of the year award at the Australian and New Zealand Insurance Industry Awards, with Aon Australia being named broker of the year for the second consecutive year. Aon Australia's national general manager ...

ASIC serves up life to insurance rep

HAMISH MADDEN  |  THURSDAY, 22 JUN 2006
... quickly to remove participants from the financial services industry who act dishonestly when dealing with client funds," said Allen Turton, ASIC's deputy executive director of enforcement. Howell has a right of appeal to the Administrative Appeals Tr ...

Former Westpac rep rips off $500k

... permission. Westpac reported Jarrett to ASIC and assisted them with their enquiries. ASIC's deputy director of enforcement, Allen Turton, said, "ASIC will continue to exclude representatives who engage in misconduct to protect consumers and maintain ...

ASIC charges unlicensed advisers

... in the scheme, totalling more than $250,000, have not received their principal investment back or the promised returns. Allen Turton, ASIC's deputy executive director in enforcement said that investors can protect themselves from falling into similar ...

ASIC rubs out financial adviser

... deceptively when using clients' funds in connection with financial products. ASIC deputy executive director of enforcement Allen Turton says, "ASIC will act quickly to remove participants from the financial services industry who cannot act honestly and ...

ASIC shuts down property investment companies

... raised were returned to investors but $3.8 million has not been accounted for. ASIC deputy executive director of enforcement Allen Turton says, "ASIC will continue to take appropriate action to protect the interests of investors, particularly those who ...

Watson Wyatt picks up consultant gig for LUCRF

... James Purvis will still remain tied to the fund by its work in the investment administration. LUCRF general manager Paula Allen stated the reason for the decision was the consultant was independent, had global scale and was leading the thinking in the ...

Unregistered investment scheme shut down

... Investments, entities that were all set up in conjunction with the scheme. ASIC deputy executive director of enforcement Allen Turton says, "ASIC took this action to protect the interests of investors who had invested money with the companies. The appointment ...

ASIC moves to protect investors in high-yield scheme

... consumers, ASIC will seek interlocutory orders while completing an investigation," ASIC executive director of enforcement Allen Turton says. Hoy has been ordered to surrender his passport and not leave Australia. The Court has granted an adjournment ...