Search Results | Showing 191 - 200 of 6167 results for "Statement" |
| | | ASIC has accepted a court enforceable undertaking from DM Advisory Services principal David Makowa, the auditor of Brite Advisors. Makowa, a veteran of more than 20 years in practice - including stints at Ernst & Young and KPMG - has surrendered his ... |
| | | | ... to continue to enhance its partnership-led investment consulting and asset management services," Ascalon noted in a statement last week following Roga's appointment. However, not all the moves are departures. Evidentia has made fresh appointments ... |
| | | | ASIC has appointed three panel members to conduct its inquiry into the Australian Securities Exchange (ASX). The inquiry is in response to the ongoing concerns around the ASX's questionable ability to "maintain stable, secure and resilient" market ... |
| | | | ... numbers through its proprietary calculator and comparing against every open fund in market. It then provided a digital Statement of Advice and assistance in switching, if needed. As first reported by The Australian, an ASIC notice shows that a liquidator ... |
| | | | ... ensured, while now having the substantial resources of Perennial to draw from," Patterson said. King echoed Patterson's statement. "Melior is proud of the solid foundation we've established for our Australian Impact Fund and the robust investment process ... |
| | | | ... entity to the fund, which is managed by Artesian Capital Management. According to ASIC, the fund's product disclosure statement, target market determination and website all stated that the fund invested in green, sustainable and social corporate bonds ... |
| | | | ASIC is investigating Queensland financial services firm Australian Fiduciaries, which has $160 million of investor money, and seeks asset preservation orders and the appointment of receivers. ASIC believes that about 600 retail investors have invested ... |
| | | | ASIC has cancelled the AFSL of Financial Services Group Australia (FSGA), which has links to the Shield Master Fund and First Guardian Master Fund. FSGA's responsible manager (RM) Graham Holmes has also been permanently banned from working in the ... |
| | | | ASIC has launched another inquiry into the ASX, this time focusing on its overall governance, capability, risk management frameworks and practices. The inquiry will be led by a panel that will make recommendations to address any identified shortcomings ... |
| | | | ... Funds Management, was launched in 2015 by principals Jack Chemello, Suellen Morgan and Mary Feros. Bennelong said in a statement to Financial Standard : "After consultation with the fund's investment manager Touchstone Asset Management Pty Ltd (Touchstone) ... |
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