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Showing 191 - 200 of 3700 results for "Order"

ASIC cancels licence of Brite Advisors

ANDREW MCKEAN | MONDAY, 5 MAY 2025

ASIC has cancelled the Australian financial services licence of Brite Advisors after the now-defunct investment and pension firm failed to compensate a client, triggering a payout under the Compensation Scheme of Last Resort (CSLR). The regulator cancelled ...

ASIC bans unlicensed WA adviser

ELIZA BAVIN | FRIDAY, 2 MAY 2025

The Australia Securities and Investments Commission (ASIC) has made an order to permanently ban former Western Australia based financial adviser Neville Kendrick. Kendrick has been banned from providing any financial services, performing any function ...

GROW Inc. names new chief executive

JAMIE WILLIAMSON | THURSDAY, 1 MAY 2025

... of hard working and experienced experts at a time where the value proposition is both competitive and differentiated in order to make a significant impact in the marketplace," Banfield said. Banfield is replacing Keeley, who announced in November 2024 ...

Private capital, active ETFs to continue shake up of financial services: Deloitte

KARREN VERGARA | MONDAY, 28 APR 2025

... called on federal agencies to spur the growth of "lawful and legitimate dollar-backed stablecoins" in a January executive order. These measures could foster widespread acceptance of stablecoins and accelerate banks' adoption of stablecoin-based payment ...

New sustainable real assets boutique eyes housing, aged care

JAMIE WILLIAMSON | WEDNESDAY, 23 APR 2025

... Investors said. "Socia Investors looks forward to partnering with both institutional capital and the community sector in order to facilitate this expansion to serve more community members with the essential services they require."

Shield Master Fund terminated, new receivers for Keystone Asset Management

KARREN VERGARA | WEDNESDAY, 16 APR 2025

The Shield Master Fund (SMF) has been terminated while its responsible entity Keystone Asset Management (KAM) has been appointed a new receiver and administrator. The troubled SMF was terminated on April 10 after the new receiver, Alvarez & Marsal ...

Collectables market reaches $17bn: Report

KARREN VERGARA | MONDAY, 14 APR 2025

... quirky areas, the first thing they should be doing is asking their auditor what they would require at the end of each year in order to audit their fund," he said. Meanwhile, digital platform for classic and collector car Retro Rides is seeking interest ...

Falcon Capital, First Guardian fund to be wound up

MATTHEW WAI | FRIDAY, 11 APR 2025

Following the order to freeze the assets of the First Guardian Master Fund and its responsible entity Falcon Capital last month, the Federal Court has ordered both the fund and the entity to be wound up. In response to a petition by ASIC, the court ...

Michael Dwyer joins impact fund board

ELIZABETH FRY | THURSDAY, 10 APR 2025

... for Tobacco-Free Portfolios. In recognition of his industry and community contributions, he was appointed a Member of the Order of Australia in 2011. Dwyer sits on the HOPE advisory board with Pacific Equity Partners founder Tim Sims. HOPE aims to help ...

UGC's AFCA membership to cease

KARREN VERGARA | MONDAY, 7 APR 2025

The Australian Financial Complaints Authority (AFCA) will expel United Global Capital's (UGC) membership effective May 31. UGC, which is now in liquidation, began providing financial services, including financial advice, in 2017 to retail and sophisticated ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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