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Showing 161 - 170 of 3707 results for "Order"

James Mawhinney contravened law: Federal Court

KARREN VERGARA  |  FRIDAY, 11 JUL 2025
... 101 Group to pay a combined penalty of $30 million for misleading or deceptive advertising. In Judge Button's latest order, ASIC said it is seeking injunctions to restrain Mawhinney from advertising and fundraising through financial products, and ...

Northern Trust selected to test tokenised asset uses

ELIZA BAVIN  |  THURSDAY, 10 JUL 2025
... evolving field." "Recent research suggests potential economic gains in markets and cross border payments could be in the order of $19 billion per year. Project Acacia is a significant step towards realising these gains, by providing evidence on the forms ...

ASIC bans advisers for dodgy Shield Master Fund advice

KARREN VERGARA  |  WEDNESDAY, 9 JUL 2025
... MWL Financial Group, which is headquartered in Melbourne. Bradley was based in the Chatswood office in Sydney. His banning order took effect from July 3. For his part, ASIC banned Isaac Jacob McQueen from providing financial services for four years. ...

Adviser receives permanent ban over 'dishonest' conduct

MATTHEW WAI  |  TUESDAY, 8 JUL 2025
... expenses, and no providing clients with information about their investments. He was previously the subject of a travel restraint order, which was extended to 1 July 2025, and ASIC continues to investigate King and his actions. King has also been permanently ...

LGT Crestone promotes investment duo

ELIZABETH FRY  |  THURSDAY, 3 JUL 2025
... capital market developments to inform asset allocation decisions. Tan was also a key contributor to the Future Fund's new order investment framework, which aims to reshape long-term investment thinking in response to structural shifts in global markets. ...

ASIC targets advisers, platforms, research houses in super switching scams

KARREN VERGARA  |  THURSDAY, 3 JUL 2025
ASIC warns it will take a deeper dive into the roles that financial advisers, superannuation platforms and research houses are playing in members being pushed into high-risk investment schemes. The corporate regulator is closely looking at the entire ...

Banned director sentenced for running financial services firm

JAMIE WILLIAMSON  |  THURSDAY, 3 JUL 2025
... for sizeable commissions from insurance policies the clients did not want or need but that he forced them to take out in order to access the cash. Those policies were funded via their superannuation accounts, significantly eroding their balances. He ...

ASIC places travel restriction on First Guardian RE directors

ELIZA BAVIN  |  WEDNESDAY, 2 JUL 2025
The Federal Court has granted a travel restriction order against Falcon Capital Limited directors David Anderson and Simon Selimaj, as the responsible entity of the First Guardian Master Fund, following an application from ASIC. The orders prohibit ...

APRA expects 'no cutting corners' with CPS230

KARREN VERGARA  |  TUESDAY, 1 JUL 2025
... APRA is warning superannuation funds "not to cut corners" when in it comes to getting their operational risk management in order as the landmark prudential standard CPS 230 comes into effect today. CPS 230 Operational Risk Management effectively forces ...

Brite Advisors auditor admits failures, surrenders registration

ANDREW MCKEAN  |  FRIDAY, 27 JUN 2025
... non-compliance." ASIC cancelled the Australian financial services licence of Brite Advisors after it failed to pay a compensation order upheld by the Australian Financial Complaints Authority in May. This led to a payout from the Compensation Scheme ...