Search Results | Showing 1 - 10 of 9053 results for "financial services" |
| | | ... prohibition," which means conducting regulated financial activities without proper authorisation, under the Financial Services and Markets Act 2000. This offense is punishable by a fine and/or up to two years in prison. Additionally, Nwanze, Thompson ... |
| | | | ... using data to lead solution design, and her first-hand experience working with AI and machine learning in a financial services environment, will be invaluable in helping us optimise our operations to ensure Aware Super's members enjoy the best possible ... |
| | | | ... commitment to put clients first, which is a hallmark of Vanguard's leadership team and culture." Ramji has been in financial services for over 25 years, spending the last decade at BlackRock. He was most recently global head of iShares and index investing ... |
| | | | ... upheld ASIC's decision to permanently ban Sean Sweeney. In February 2023 ASIC banned Sweeney from providing any financial services, performing any function involved in the carrying on of a financial services business, and controlling an entity that carries ... |
| | | | ... the Budget having been announced prior to its release, it has been generally well received by those in the financial services industry. Superannuation measures The Association of Superannuation Funds of Australia (ASFA) welcomed measures to further strengthen ... |
| | | | To better understand global investor expectations and practices, Deloitte, in partnership with a global marketing agency, developed a report from a survey of 2000 investors and 250 wealth management providers. The report provided several calls to action ... |
| | | | ... that the regulatory distinction between retail and wholesale is applicable to a range of circumstances in the financial services sector and there's much broader implications than just for managed investment schemes." "We recommended that any review ... |
| | | | ... Kudzanai Philip Dzawo of Melbourne is permanently banned from performing any function related to running a financial services business and from controlling an entity that carries on a financial services business. ASIC found Dzawo had "dishonestly attempted ... |
| | | | ... governance. Murrell began her career in employment law with Herbert Smith Freehills before moving into the financial services sector. |
| | | | ... associated companies. The corporate regulator is investigating Prakash and his "related companies" - Principal Financial Services Pty Ltd, Self-Managed Super Pty Ltd, Provest Enterprises, and Super Funds Australia Pty Ltd ITF Principal Superannuation ... |
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