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Showing 81 - 90 of 9035 results for "financial services"

ASIC succeeds in conflicted remuneration case

KARREN VERGARA  |  MONDAY, 4 MAR 2024
... conflicted remuneration fell short of the reasonable steps that s 963F of the Corporations Act required of a financial services licensee in RM Capital's circumstances, at least in respect of the specific circumstances concerning SMSF Club." The court ...

Count completes Diverger acquisition

KARREN VERGARA  |  MONDAY, 4 MAR 2024
... employees, and integrate its systems. "This new chapter for Count would enable it to offer high-quality, holistic financial services to more clients in Australia," he said.

Advice PDMs, BDMs at inflection point: Survey

KARREN VERGARA  |  MONDAY, 4 MAR 2024
... next three years; some 87% have been approached to move employers. Worryingly, 25% flagged they will leave the financial services industry altogether. A minority (13%) are considering becoming an adviser or want a different role within their organisation. ...

Blackwattle Partners launches global fund

CHLOE WALKER  |  MONDAY, 4 MAR 2024
... Bangia. The Blackwattle Global Quality Fund will be managed by Bangia, who brings over 18 years of experience in financial services. Bangia spent eight years at Antipodes Partners, before leaving in June 2023. He then had a very short-lived tenure as ...

'ASX Wolf' Tyson Scholz bankrupt in ASIC crackdown

ANDREW MCKEAN  |  FRIDAY, 1 MAR 2024
... against Scholz for not paying Federal Court-mandated costs associated with his illegal operation of an unlicensed financial services business from March 2020 to November 2021. Scholz shared posts on specific companies via Instagram, suggesting he owned ...

Nominations open for 30th annual MAX Awards

CHLOE WALKER  |  FRIDAY, 1 MAR 2024
... 30th year, the MAX Awards recognises industry excellence in the fields of marketing, advertising and sales in financial services. Those working in financial services are encouraged to nominate the exceptional business development, marketing, advertising ...

UniSuper creates lead governance, compliance role

JAMIE WILLIAMSON  |  THURSDAY, 29 FEB 2024
... multi-faceted adding to our strong, in-house capability as we continue to expand and grow." Bradley has been in the financial services industry for close to two decades. Her other previous roles include portfolio manager at QSuper and head of SMSF investment ...

DASS settlement pending court approval, victims urged to claim

KARREN VERGARA  |  WEDNESDAY, 28 FEB 2024
... until at least 8 April 2024 to do so. "They have 'at least' until 8 April 2024 because the Australian Financial Services Licence (AFSL) held by Dixon Advisory was cancelled by ASIC on 5 April 2023," Mackay Chapman executive counsel Matthew Kennedy ...

Aware, Macquarie partner on green finance

RACHEL ALEMBAKIS  |  TUESDAY, 27 FEB 2024
... help diversify its A$10.2 billion private equity portfolio geographically. It will also broaden exposure to financial services and the energy transition. "GSC has exceptionally strong tailwinds as many solutions for the global energy transition challenge ...

Pay gaps at super funds, fund managers revealed

JAMIE WILLIAMSON  |  TUESDAY, 27 FEB 2024
The median gender pay gap on base salaries across financial services is 23.6%, according to the Workplace Gender Equality Agency (WGEA), with individual employer pay gaps reported for the first time as part of the government's strategy to solve ...