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Showing 181 - 190 of 1305 results for "Audit"

Adviser demand up as industry turns corner: Recruiter

KARREN VERGARA  |  FRIDAY, 7 JUL 2023
... $140,000-$150,000 plus bonus for achieving client retention and revenue targets, plus gateway measures (such as compliance, audit, PD, teamwork etc.). Employers are increasingly willing to structure advisers' overall earnings linked to the financial ...

Maple-Brown Abbott names risk chief

ELIZABETH FRY  |  FRIDAY, 7 JUL 2023
... frameworks, monitoring and regulatory reporting. Reporting to chief executive and managing director Sophia Rahmani and the audit, risk and compliance committee chair, Birrell will also join the firm's senior management team. Before landing at Maple-Brown ...

Waypoint REIT cops $27.1m devaluation

CASSANDRA BALDINI  |  THURSDAY, 6 JUL 2023
The Waypoint REIT revealed a net reduction in portfolio value of $27.1 million or approximately 1% in ASX filings. Half-year investment portfolio valuations were carried out on 78 properties and directors' valuations on 324 properties which resulted ...

Institutions must raise the bar on cybersecurity resilience: APRA

CASSANDRA BALDINI  |  THURSDAY, 6 JUL 2023
... playbooks had limited plausible distribution scenarios. The fifth gap unearthed by the regulator related to limited internal audit reviews of information security controls. It said findings indicated that internal audit assessments of third-party information ...

AMP loses BOLR changes class action

KARREN VERGARA  |  WEDNESDAY, 5 JUL 2023
... businesses were being downgraded based on standards and processes that didn't actually exist at the time of the original audit. Then-AMP chief executive Francesco De Ferrari said at the time that the group was looking to recalculate multiples offered ...

Allegro unveils PwC entity as Scyne Advisory

CASSANDRA BALDINI  |  TUESDAY, 4 JUL 2023
... candidates for an independent chair and non-executive directors are currently being interviewed and has plans to set up an audit and risk and people and remuneration sub-committees. "Any relevant findings of reviews being conducted by PwC into tax confidentiality ...

Rising costs bite asset owners

KARREN VERGARA  |  MONDAY, 3 JUL 2023
... years. Some 45% surveyed said management fees on a like-for-like basis have declined. One asset manager participant said audit, tax preparation, and custodian fees seem to be rising in line with inflation. Another said the only area where costs have ...

AUSTRAC drops action after Bell FG audit

CASSANDRA BALDINI  |  FRIDAY, 30 JUN 2023
... The regulator confirmed it will not take further action against Bell Financial Group's three subsidiaries following an audit of its financial crime law compliance. Last February, AUSTRAC ordered an external auditor assess Bell Potter Securities ...

Trustees must do better on account consolidation: ASIC

JAMIE WILLIAMSON  |  THURSDAY, 29 JUN 2023
Super funds are not doing enough to address duplicate member accounts, with an ASIC review forcing some trustees to remediate members. Under the Superannuation Industry (Supervision) Act 1993, super trustees must have processes in place to tackle multiple ...

FSCP hands down second order, audits adviser

KARREN VERGARA  |  WEDNESDAY, 28 JUN 2023
The Financial Services and Credit Panel has ordered an audit of a financial adviser who carelessly recommended a client switch superannuation funds. Releasing its second determination since it launched, the FSCP said the unnamed adviser, only referred ...