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Showing 151 - 160 of 1306 results for "Audit"

New Zealand sovereign wealth fund appoints acting chief

ANDREW MCKEAN  |  MONDAY, 4 DEC 2023
The Guardians of New Zealand superannuation has appointed an acting chief executive for sovereign wealth fund, the New Zealand Super Fund. Paula Steed, general manager of strategy and shared services, will step in as acting chief executive of the $65 ...

'Should have known better': AAT tells auditor

JAMIE WILLIAMSON  |  FRIDAY, 1 DEC 2023
... Code of Ethics "did not apply to SMSFs because the relevant provisions appear on their face to be directed to members of an audit team rather than individual auditors." Documents show she also "suggested in cross-examination that her misunderstanding ...

Perth Mint enters voluntary enforceable undertaking

CASSANDRA BALDINI  |  THURSDAY, 23 NOV 2023
... Anti-Money Laundering and Counter-Terrorism Financing Act 2006 and Financial Rules Instrument 2007. According to AUSTRAC, the audit identified non-compliance with the AML/CTF laws. It reflected the regulator's concerns about Gold Corporation's ...

SEC sues Kraken exchange again

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
The Securities and Exchange Commission (SEC) has charged Kraken Crypto Exchange for operating its trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According to the SEC, Kraken has made hundreds of millions ...

Allianz Retire+ heavyweight jumps ship

ELIZABETH FRY  |  FRIDAY, 17 NOV 2023
... officer. The retirement specialist has been involved with the fund for 11 years, serving as deputy chair and head of the audit committee. In the new role, he will lead a team of about 60 staff across product, sales and partnerships, marketing, and insurance ...

ATO recoups $684m in unpaid super

ANDREW MCKEAN  |  WEDNESDAY, 15 NOV 2023
... compliance actions in the 2022-23 financial year. During the year, the ATO completed around 14,000 superannuation guarantee (SG) audit cases, coupled with the issuance of 134,000 reminders, which collectively unearthed over $685 million in liabilities ...

Future Fund exposed to dangerous Chinese investments: Opposition

ANDREW MCKEAN  |  TUESDAY, 7 NOV 2023
... oppression of Uyghurs in Xinjiang, and invested in sanctioned nations such as Russia, Iran, and North Korea. According to an audit conducted by opposition senator James Paterson in August, the $200 billion sovereign wealth fund first forayed into Chinese ...

Link revises financial reports after ASIC review

ANDREW MCKEAN  |  FRIDAY, 3 NOV 2023
... FY24, down from the previously estimated $265 million announced on August 28. Of note, ASIC's financial reporting and audit surveillance program is designed to improve the benchmark of financial reporting, ensuring compliance with legal standards. ...

Financial services firms hit with criminal charges

CHLOE WALKER  |  TUESDAY, 31 OCT 2023
Two businesses tied to permanently banned Sydney director David Sutton have been charged in separate proceedings following an investigation by ASIC. APC Securities, previously known as McFaddens Securities, and Brava Capital, formerly Dayton Way Securities ...

Caddick victims sue auditors in class action

KARREN VERGARA  |  MONDAY, 30 OCT 2023
... using CommSec accounts. In the eight years to 2020, at least five auditors were engaged to conduct the mandatory annual audit of the SMSFs, Mackay Chapman said. "The auditors all provided audit reports that, in effect, gave the SMSFs a clean bill of ...