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Showing 161 - 170 of 1866 results for "broker"

FinClear partners with trading platform

KARREN VERGARA  |  WEDNESDAY, 14 JUN 2023
FinClear has won a mandate to provide third-party clearing and trade support services to a global trading platform that recently hit Australian shores. Webull, which has soft launched in Australia, is a market participant of the ASX and Cboe Australia. ...

Co-heads take charge of FI&C at BNP Paribas APAC

ANDREW MCKEAN  |  THURSDAY, 8 JUN 2023
... intermediaries and corporates client strategy in North Asia and Greater China. He will also be the primary contact for broker dealing outsourcing, correspondent banking, and cash management and liquidity solutions. Wootton will cover South Asia and Pacific ...

Coinbase sued as US crackdown continues

JAMIE WILLIAMSON  |  WEDNESDAY, 7 JUN 2023
... securities. It follows Binance being sued just yesterday. The SEC has accused Coinbase of breaking market rules, operating as a broker, clearing agency, and national securities exchange when it was not registered to. It was also charged for failing to ...

SEC sues Binance, chief executive

JAMIE WILLIAMSON  |  TUESDAY, 6 JUN 2023
... Zhao," the SEC said. Other violations accused include Binance and BAM Trading operating unregistered securities exchanges, broker-dealers and clearing agencies, as well as the unregistered offering and selling of Binance's own stablecoin. In support ...

Geoff Lloyd to chair Stake

ANDREW MCKEAN  |  MONDAY, 5 JUN 2023
... total inflows through portfolio transfers. According to an Investment Trends report, Stake is also the largest Australian broker for US shares. Lloyd is currently also chair of DASH Technology Group and not-for-profit The Fathering Project.

ASIC issues first-of-its-kind stop order

CASSANDRA BALDINI  |  MONDAY, 5 JUN 2023
... steps provision, with the order relating to its distribution of contracts for difference (CFD). The stop order prevents the broker from opening trading accounts or dealing in CFDs or margin foreign exchange contracts (margin FX) to retail investors. ...

Macquarie terminates alternatives fund

CASSANDRA BALDINI  |  WEDNESDAY, 24 MAY 2023
... request form. "If you invested through mFund, you may fully redeem at any time up to Friday 23 June 2023 by instructing your broker to do so on your behalf," it said. A secondary option for investors is to receive shares of the net proceeds from the ...

Finfluencers bridge financial advice gap

KARREN VERGARA  |  THURSDAY, 18 MAY 2023
... example of how advisers can work with finfluencers in a referral capacity in the same way as an accountant or mortgage broker. "A finfluencer is a great centre of influence because they have put in effort and spent hours building up trust with their ...

Adviser PI premiums up 40%: APRA

JAMIE WILLIAMSON  |  THURSDAY, 11 MAY 2023
The cost of professional indemnity insurance increased at least 40% for financial advisers since 2015, a new report from APRA shows. Reviewing claims trends and affordability of public liability and professional indemnity insurance in Australia, the ...

Superhero launches in New Zealand

CASSANDRA BALDINI  |  TUESDAY, 9 MAY 2023
... excited to do the same in New Zealand." The announcement follows the failure of Superhero's merger with digital asset broker Swyftx which looked to establish a $1.5 billion financial services giant. In December, Superhero announced that due to disruption ...