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Showing 141 - 150 of 1873 results for "broker"

SEC sues Kraken exchange again

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
... Commission (SEC) has charged Kraken Crypto Exchange for operating its trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According to the SEC, Kraken has made hundreds of millions of dollars unlawfully facilitating ...

ASIC strips institutional broker's AFSL

ANDREW MCKEAN  |  THURSDAY, 16 NOV 2023
... and uphold its client compensation commitments, including professional indemnity insurance coverage. The institutional broker, formerly authorised to provide financial product advice and custodial services to both retail and wholesale clients, retains ...

Decade-long ban reduced for former adviser

KARREN VERGARA  |  TUESDAY, 14 NOV 2023
... financial services industry after six years instead of 10 years as handed down by ASIC in 2022. Babbage also worked as a broker and operated Babbage Finance in Hawthorn, meaning he can also re-enter the industry and engage in credit activities sooner. ...

Msquared Capital bolsters local team

CHLOE WALKER  |  TUESDAY, 14 NOV 2023
... leadership team at Msquared Capital. "I look forward to nurturing existing and future partnerships with aggregator and broker associates in my new role," he said. Msquared Capital managing director Paul Myliotis said Thomas' experience across a variety ...

Betashares to bring Cash Flow Kings ETF to market

JAMIE WILLIAMSON  |  FRIDAY, 10 NOV 2023
An ETF focused on companies generating free cash flow is in the works at Betashares, expected to launch later this month. The Global Cash Flow Kings ETF (CFLO) will provide exposure to a portfolio of 200 global companies, not including Australia, that ...

GQG Partners FUM declines

ANDREW MCKEAN  |  TUESDAY, 7 NOV 2023
... acknowledged the strategic value of a takeover of PAC and remains committed to considering alternative transaction structures to broker an alliance. However, they're yet to win over River Capital, the largest shareholder of PAC. Separately, besieged ...

Betashares launches currency-hedged FTSE 100 ETF

CASSANDRA BALDINI  |  TUESDAY, 31 OCT 2023
Betashares has launched its FTSE 100 Currency Hedged ETF (H100) on the ASX, to provide local investors exposure to global blue-chip companies. According to Betashares, the ETF will track the performance of the AUD currency-hedged FTSE 100 Index, before ...

Betashares launches investment platform, targets retail investors

ANDREW MCKEAN  |  WEDNESDAY, 25 OCT 2023
Betashares has unveiled a new investment platform for self-directed investors, offering access to any ETF traded on the ASX at zero brokerage, with features for financial advisers on the horizon. The fund manager's new platform - Betashares Direct ...

Pepper Money launches SMSF loan offering

CASSANDRA BALDINI  |  MONDAY, 23 OCT 2023
... upfront," he said. "We are renowned for our fast and flexible approach and now we're extending this approach and instilling broker confidence with pre-approvals in the SMSF space." Saoud said Pepper Money's SMSF loan also provides brokers with direct ...

Perpetual hires new distribution lead

ELIZABETH FRY  |  FRIDAY, 13 OCT 2023
... business development and distribution of Perpetual's listed products and is specifically focused on the growth of our broker channel. "Tom brings sales and industry experience having been at Bell Potter, Ord Minnett and APRIL Solutions," said a Perpetual ...