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Showing 161 - 170 of 539 results for "Supervision"

RBA, ASIC provide CHESS guidance

ALLY SELBY  |  FRIDAY, 2 OCT 2020
... non-discriminatory basis with terms and conditions, including pricing, that are fair and reasonable," ASIC said. This supervision will be focused on the exchange's governance of the change program, as well as its engagement with stakeholders, the functional/technical ...

FCA reviews regulation of foreign financial services firms

KARREN VERGARA  |  FRIDAY, 25 SEP 2020
... plans for full authorisation, Delfas said. "Today we are setting out our expectations for the future authorisation and supervision of international firms, to ensure appropriate protection for users of financial services. "Before seeking authorisation ...

Adviser demands answers from Media Super

ELIZABETH MCARTHUR  |  TUESDAY, 8 SEP 2020
... total and permanent disability by opening up her superannuation account to her under the Superannuation Industry (Supervision) Act provisions for permanent incapacity. Johns said he hopes the apparent administrative delays aren't a result of the ...

APRA issues new licence conditions on NULIS

ELIZABETH MCARTHUR  |  THURSDAY, 27 AUG 2020
... considered by NULIS. Further, the new directions and conditions will address prudential concerns APRA identified in its supervision of NULIS, corroborated in an independent report by Deloitte. NULIS will be required to undertake timely remediation by ...

ASIC cracks down on 42 SMSF auditors

ALLY SELBY  |  THURSDAY, 20 AUG 2020
... standards, as well as having to complete courses of study in audit and fund compliance under the Superannuation Industry (Supervision) Act 1993. They will also have to sit and pass ASIC's SMSF auditor competency exam prior to issuing any future SMSF ...

EQT swells revenue by 3.2%

KANIKA SOOD  |  WEDNESDAY, 19 AUG 2020
... tax was down 3.3% to $31.3 million. Equity Trustees' total funds under management, administration, advice and supervision crossed the $100 billion mark in the period, after rising 19% in the year. It won the appointments for AIA/CommInsure for in ...

Bloomberg launches ESG ratings

ALLY SELBY  |  FRIDAY, 14 AUG 2020
... Board Composition scores enable investors to assess how well a board is positioned to provide diverse perspectives and supervision of management, as well as to assess potential risks in the current board structure," Bloomberg said. Using a quantitative ...

APRA reopens for licences

ANNABELLE DICKSON  |  MONDAY, 10 AUG 2020
... published an ambitious policy agenda. The onset of COVID-19 necessitated the suspension of many of APRA's policy and supervision priorities until end-September," Byres said. "However, it is neither possible nor desirable to pursue our full policy ...

APRA spells out unlisted asset valuation standards

ANNABELLE DICKSON  |  THURSDAY, 6 AUG 2020
... funds whatever the assets might be listed or unlisted are being appropriately valued, that's a normal part of supervision." Leigh then questioned how the regulator would approach and identify a situation where the wrong accounting standard was applied ...

Colonial First State cops licence conditions

JAMIE WILLIAMSON  |  THURSDAY, 2 JUL 2020
... have been in its members' best interests, APRA said. APRA has not concluded that the Superannuation Industry (Supervision) Act 1993 was breached, but it is concerned as to the adequacy of CFSIL's internal processes for demonstrating the FirstChoice ...