Search Results | Showing 141 - 150 of 465 results for "Supervision" |
| | | ... ceases because the minimum amount hasn't been paid, the trustees may have contravened the Superannuation Industry (Supervision) Regulations 1994, the ATO warned. If a breach occurs, trustees must act swiftly to prevent other potential by ensuring ... |
| | | | ... report said. To help overcome these issues, the report recommended establishing a new Superannuation Division under the supervision of an executive general manager. Key objectives of the new division, which complements APRA's member outcomes initiatives ... |
| | | | ... will also be impacted, with ASIC set to request non-core proofs of compliance arrangements, programs for monitoring supervision and training of representatives and a risk management statement. Life insurers and life insurance underwriters will need to ... |
| | | | ... activity." The Federal Government has told APRA it will pursue further amendments to the Superannuation Industry (Supervision) Act 1993, which underpins the PYSP legislative reforms. One amendment includes aggregating members' interests in one or ... |
| | | | ... structure will not impede the ability of the RSE to meet its fiduciary obligations under the Superannuation Industry (Supervision) Act 1993. The interested buyer must complete a change of control application form, answering questions that include its ... |
| | | | ... the new directions and conditions. "The action arises from issues identified during APRA's ongoing prudential supervision of AMP Super, along with matters that emerged during the Royal Commission into Misconduct in the Banking, Superannuation and ... |
| | | | Yellow Brick Road is restructuring its wealth business that will result in job cuts under the supervision of chair Mark Bouris. Its chief executive will also step down. YBR's board announced overnight it will commence to dispose, outsource or restructure ... |
| | | | ... licence conditions: "Licensees must have an adequate and appropriate compliance framework to govern the monitoring and supervision of their representatives. We expect all licensees to comply with this and will monitor their compliance closely." Cornford ... |
| | | | ... processes, simplify products and address compliance obligations, as they prepare for more intensive levels of regulatory supervision and enforcement from APRA and ASIC. It has also revealed issues in their back books." Dring explained while cash earnings ... |
| | | | ... uncooperative institutions," he said. "What will not change, however, is APRA's role as a safety regulator focused on supervision, with prevention as our primary goal." Byres also noted the cases referred to the prudential regulator by Commissioner ... |
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