Search Results | Showing 161 - 170 of 516 results for "Powers" |
| | | ... to operate to the best of its capability. Corporate regulator ASIC is kicking off the action, using its market integrity powers to limit the amount of trades allowed to be executed each day by the big players in the equity market. Directions issued under ... |
| | | | ... But it's the sharp sell-off in the equity markets - from New York to Rio and ol' London town - that propelled the powers-that-are into a "concerted" action. Yes Virginia, each and every one of them knew what was coming as the rate of infections ... |
| | | | ... ATO's review of its enforcement after the Royal Commission found a lack of consistency in the application of enforcement powers. Additionally, after ATO enforcement action on SMSFs, a significant portion of those SMSFs' subsequent compliance was below ... |
| | | | ... eliminating poor performing MySuper products and ASIC's new design and distribution obligations and product intervention powers, Rice Warner predicts financial products will meet a higher standard in Australia. "In time, advisers will be able to focus ... |
| | | | ... care, skill and diligence required of a prudent super trustee and that they did not perform their duties and exercise their powers in the best interest of beneficiaries. It also alleges that the trustees failed to give priority to the interests of beneficiaries ... |
| | | | ... 15.3% (Brent) a couple of weeks after on easing tensions. Perhaps financial markets have learned their lesson. Perhaps the powers that are have done their sums and realised that war is a zero sum game. At the end of the day, oil prices respond to the ... |
| | | | ... Patterson said. FASEA's interpretation of the code is irrelevant because FASEA won't be enforcing the code: Separation of powers, he explained, does not lessen the relevance of FASEA. The code has too many areas of uncertainty: Patterson argues there ... |
| | | | ... Financial Crime Program Review, which is currently underway. In launching an investigation, APRA is able exercise its legal powers that were strengthened following the 2017 CBA Prudential Inquiry. The APRA investigation will be conducted simultaneously ... |
| | | | ... inquiries raise additional matters of prudential concern." In this instance, APRA is unable to wield its new civil penalty powers under the SIS Act because of the historic nature of the conduct. Avanteos self-reported its breaches to APRA in May 2018 ... |
| | | | ... reductions in costs and, in some cases, changes of trustee as a result," he said. "However, when coupled with new regulatory powers and penalties provided by the Parliament earlier this year, our heat map means APRA is now much more well-equipped to ... |
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