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Showing 151 - 160 of 163 results for "ASIC for"

Mezzanine finance conman hits Hillsong Church investors

NSW based property developer Robert John Orehek is to face trial on 30 criminal charges brought by ASIC for misappropriating money from investors most of whom were from the Hillsong Church in Castle Hill. Orehek will stand trial on three counts of fraudulent ...

AIOFP forms Westpoint Recovery Fund

An estimated 4,000 investors are reported to have been caught out in the $300 million Westpoint sinkhole after ASIC forced it to shut down its finance companies Ann Street Mezzanine and York Street. But the finger pointing has intensified with Westpoint ...

ASIC comes down on financial services fraud

... on a business he had bought. Also in the Courts last week, a Victorian man has pleaded guilty to two charges laid by ASIC for misusing his positional as company officer to gain an advantage for another. Peter Pajazit Agushi, a one time director of Melbourne ...

Fincorp pulled up by ASIC for misleading advertising

Another advertising campaign has been pulled up by ASIC this week, this time with the retail based financial group Fincorp Investments being issued with an Enforceable Undertaking for misleading statements. Fincorp's advertising campaign, which appeared ...

ASIC moves against misleading advertising

ASIC has acted against misleading advertising by accepting an enforceable undertaking from Mortgage Point in response to the regulators concerns in 2001 that the mortgage broker included misleading statements in its promotional brochures. Brochures ...

Vamos resigns from ASIC

... Investments Commission (ASIC) director of FSR licensing Pauline Vamos has resigned from the regulator. She worked at ASIC for six years. Vamos said she intended to start up her own consultancy business, Vamos Consulting, something she had been considering ...

New regime for financial services, but unresolved issues remain

AAP | THURSDAY, 11 MAR 2004

... associations fully support the Act and believe it will lead to higher standards in financial services, many are still lobbying ASIC for clarification on certain aspects of the law.

ASIC bans Darling Point financial adviser

The Australian Securities and Investments Commission (ASIC) has banned Martin Lloyd-Cocks, a financial adviser from Darling Point NSW, from acting as a representative of a securities dealer or investment adviser for five years. Mr Lloyd-Cocks was an ...

ASIC announces probe into Offset Alpine Printing

... Offset Alpine was the subject of a successful takeover bid. The Australian Stock Exchange referred the transaction to ASIC for investigation. At the time, the Federal Court ruled Swiss laws prevented ASIC and the Australian Taxation Office (ATO) from ...

ASIC re-opens probe into Offset Alpine Printing Group

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Renato Mota takes on new board position

ELIZA BAVIN

Renato Mota has joined the board of a $14 billion super fund along with another financial services stalwart.

Aegon AM gears up to take on local bond managers

MICHELLE BALTAZAR

Aegon Asset Management is close to launching its first Australian fund, months after the US$446 billion manager unveiled plans to enter the tightly contested local bond market.

MLC slips global shares into neutral, hits gas on alternatives

RIDDHIMA TALWANI

MLC has pulled its global and emerging-market equity positions back to neutral, while continuing to deploy capital into alternatives.

North Americans bargain hunt Down Under: Report

KARREN VERGARA

North Americans' merger and acquisition (M&A) appetite for Australian companies will only intensify in 2027 as they chase undervalued assets, according to a new report.

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Expert Feed

Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

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Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

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Effie Dimitropoulos

Chief executive

AUDD

Digital assets and where they stand in 2026

So far in 2026 digital assets have captured the headlines largely for the wrong reasons, but that doesn't tell the full story.

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Jessica Sclafani

Global retirement strategist

T. Rowe Price

Rethinking default design in a changing market environment

The evolution underway in the US DC system highlights the value of periodically reassessing default design assumptions.

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Fiona Macgregor

GROUP CHIEF EXECUTIVE AND MANAGING DIRECTOR
TAL LIMITED

Fiona Macgregor has risen through the ranks at TAL, taking the top job in 2024, but her life was touched by the insurance sector long before her tenure with the life insurer began. Eliza Bavin writes.

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