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Showing 141 - 150 of 6683 results for "securities"

Brandes launches first fund, taps Equity Trustees

KARREN VERGARA  |  FRIDAY, 1 AUG 2025
... the Global Equity strategy, which has a track record dating back to 1977. The fund invests in diverse global equity securities based in different regions and sectors, targeting Australian institutional and wholesale investors. Founded in 1974, Brandes ...

ASX chief compliance officer to step down

MATTHEW WAI  |  FRIDAY, 1 AUG 2025
Daniel Moran, the chief compliance officer of the Australian Securities Exchange (ASX) since January 2023, has announced his resignation. During the transition period, general manager listings compliance Garth Riddell will step into the role of interim ...

Perpetual to launch fixed income active ETF

ELIZA BAVIN  |  THURSDAY, 31 JUL 2025
... Active ETF (ASX: DIFF) will be an actively managed diversified portfolio of liquid, mainly investment-grade credit securities, with no investment minimum. This will mark the first time Perpetual has made a credit and fixed income strategy available via ...

CALI launches review of Life Code

ELIZA BAVIN  |  THURSDAY, 31 JUL 2025
... decades of leadership in financial regulation and consumer policy. He has served as deputy chair of both the Australian Securities and Investments Commission (ASIC) and the Australian Competition and Consumer Commission (ACCC). Kell was also chief executive ...

Former adviser charged over clients' near $1m loss

MATTHEW WAI  |  WEDNESDAY, 30 JUL 2025
... technology for robotic trading across a range of different instruments, including plans to float PWM on the Australian Securities Exchange (ASX), ASIC stated. According to ASIC, he was offering redeemable preference shares in PWMS and unlisted shares ...

Sequoia resumes trading after ASX query

ELIZA BAVIN  |  WEDNESDAY, 30 JUL 2025
... response to the ASX query, Sequoia said it was not aware of any information that could explain the recent trading in its securities and said it has no material undisclosed information. However, the group said it was aware of an article published in The ...

Special feature: Shaping private markets

ELIZABETH FRY  |  TUESDAY, 29 JUL 2025
... "The experience showed us what happens when market conditions force rapid asset liquidation," BNP Paribas' head of securities services, Australia and New Zealand Daniel Cheever says, adding that an early release scheme of this magnitude was unlikely ...

ASIC issues warning over BTG Technology

ELIZA BAVIN  |  MONDAY, 28 JUL 2025
... Comisión Nacional del Mercado de Valores, the Austrian Financial Market Authority, Germany's BaFin, Canada's Alberta Securities Commission, France's Autorité des Marchés Financiers, Cyprus's Securities and Exchange Commission, Malaysia's Securities ...

Macquarie suffers first strike on pay package

KARREN VERGARA  |  FRIDAY, 25 JUL 2025
... remuneration report. The group has been under intense scrutiny from ASIC in recent years. Currently, ASIC is suing Macquarie Securities, the broking arm, for repeated and systemic misleading conduct in its short-sale reporting to the market operator ...

Brookfield takes stake in Cromwell

KARREN VERGARA  |  TUESDAY, 22 JUL 2025
... Brookfield subsidiary Terbium Property will pay $0.38 for each Cromwell share, in which there are 520,849,603 ordinary securities. In May, Cromwell confirmed media speculation that ESR launched a block trade for a portion of its stake in Cromwell and ...