Search Results | Showing 111 - 120 of 6683 results for "securities" |
| | | ... investors who meet the wholesale investor test. Last year, several directors of Linchpin Capital Group and Endeavour Securities, both of which are now in liquidation, were slapped with a combined $390,000 penalty by the Federal Court for breaching their ... |
| | | | ... over $300 billion by the end of the year. The sector passed this milestone in September. It comes as the Australian Securities Exchange (ASX) welcomed its 400th ETF with the listing of the Global X S&P Australia GARP ETF (ASX: GRPA). The ASX has experienced ... |
| | | | The Australian Securities and Investments Commission (ASIC) has banned former Lighthouse Partners director and financial adviser Timothy Archibald from providing financial services for 10 years, for fees for no service (FFNS) conduct. This comes after ... |
| | | | ... recent market prices prior to announcement of the offer including a 24.1% premium to the closing price of EDC's stapled securities on ASX on the last trading day before the offer was announced," the committee said. Samuel Terry currently owns 63.08% ... |
| | | | ... Earlier this year, AWAG became a major shareholder in Sequoia, acquiring 18.02% stake across more than 22.37 million securities. AWAG will be conducting due diligence on other potential investments within this niche for further expansion. To reach its ... |
| | | | ... a subsidiary of Cboe Global Markets, to list new companies on its platform, directly competing with the Australian Securities Exchange (ASX). ASIC flagged the possibility of an approval in August. Historically, Cboe Australia could only list exchange-traded ... |
| | | | ... totalling $1.8 million. MyPlanner went bust in 2020. The third highest number of claims were paid to clients of APC Securities in the securities dealing sub-sector. Some $1.2 million was paid across 27 claims. There have so far been 19 claims paid out ... |
| | | | ... James Kelly, accompanied by representatives from the Bank of England, the Financial Conduct Authority, the Australian Securities and Investments Commission, the Reserve Bank of Australia and the Australian Prudential Regulation Authority. Both sides ... |
| | | | ... 2022, will conclude his tenure after spending 18 months putting the Strategic Alliance with the Chartered Institute for Securities & Investment (CISI) body in place. Launching in November, the professional agency has over 54,000 members across more than ... |
| | | | ... Corporations (Stablecoin Distribution Exemption) Instrument 2025/631 to add the second stablecoin AUDF, issued by Forte Securities Australia, an AFSL holder since 2017. Instrument 2025/631 exempts intermediaries from the requirement to hold separate ... |
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