Search Results | Showing 121 - 130 of 6299 results for "securities" |
| | | ... traded at about $1.25 at the time of writing. "As a result of AMP's contravening conduct, the price of AMP's securities was, prior to the Royal Commission disclosures, inflated above their true value and/or the price that would have prevailed ... |
| | | | ... determination from the Australian Financial Complaints Authority relating to personal financial advice, credit intermediation, securities dealing or credit provisions. It will be funded by levies imposed on parts of the financial services industry. Meanwhile ... |
| | | | ... 37.6% plunge in statutory net profit to $317.3 million, largely weighed down by hefty CHESS replacement costs. The securities exchange finished the financial year with an underlying net profit after tax (NPAT) of $491.1 million, marking a 3.4% decline. ... |
| | | | ... follows a $3 million cash injection from a group of investors that included Alium Capital and H2 Ventures and led by ETF Securities founder Graham Tuckwell in May. The consortium invested an initial $2.2 million in 2017. Stockspot founder and chief executive ... |
| | | | ... UK and Ireland. In his new role, Selman will operate under the leadership of Paul Uhlman, the president of Federated Securities Corp; he oversees global distribution. "Under Clive's leadership we will seek to scale our sales and business development ... |
| | | | ... February 2021 to 30 June 2023, Active Super "held 28 holdings, either directly or indirectly, which exposed members to securities it claimed to restrict." Some of the holdings included: Gambling : Skycity Entertainment Group Limited, PointsBet Holdings ... |
| | | | BNP Paribas Securities, Moelis & Company, and Wells Fargo are among 11 firms that copped massive fines that totalled US$289 million ($442m) after the Securities and Exchange Commission (SEC) found that they used personal apps to conduct business. From ... |
| | | | ... "made false and misleading statements and engaged in conduct liable to mislead the public in representing that all securities in the Vanguard Ethically Conscious Global Aggregate Bond Index Fund (Hedged) (Fund) were screened against certain ESG criteria." ... |
| | | | ... enabling financial advisers to report on clients' other investments including cash accounts and term deposits, listed securities, managed funds, direct property, and other assets. HUB24 chief product and innovation officer Craig Apps said the new features ... |
| | | | ... from economies of scale." Prior to October 2021, the Fund Connect platform was only available to issuers receiving securities services from State Street. It has been part of State Street's offering for close to two decades now. |
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