Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 141 - 150 of 203 results for "Signature"

CBA promoted Nguyen to keep him away from clients

LAURA MILLAN  |  THURSDAY, 10 APR 2014
The Senate inquiry into the performance of the Australian Securities and Investments Commission (ASIC) has heard that the Commonwealth Bank (CBA) promoted financial planner Don Nguyen, despite allegations of fraud. Speaking at the inquiry Commonwealth ...

AMP launches new corporate super offering

JAMES FERNYHOUGH  |  TUESDAY, 4 MAR 2014
AMP has launched a new corporate super product aimed at mid-sized employers. The product, named SignatureSuper Select, will target companies with between 50 and 750 employees - a segment which it says accounts for 25% of the workforce. AMP said the ...

ASX managed funds services gets ASIC nod

JAMES FERNYHOUGH  |  MONDAY, 13 JAN 2014
... access to unlisted managed investment schemes without having to go through the lengthy product disclosure statement 'wet signature' procedures previously demanded. ASIC issued the class order granting ASX relief from this process following a lengthy ...

AQUA II exemptions unfairly favour ASX: FSC

JAMES FERNYHOUGH  |  WEDNESDAY, 31 JUL 2013
The Financial Services Council (FSC) has said that the application form relief being proposed for the ASX Managed Fund Service (AMFS) should be extended to all registered Managed Investment Schemes (MIS). Under current proposals, the AMFS - popularly ...

ASIC urged to extend 'wet signatures' exemption

MARK SMITH  |  WEDNESDAY, 3 JUL 2013
The Australian Securities and Investment Commission (ASIC) should consider extending its relief of the need for 'wet signatures' on product disclosure statements (PDS) for the ASX Managed Funds Service (AMFS) to the wider industry to increase access ...

AQUA II poses a challenge to wraps

JAMES FERNYHOUGH  |  MONDAY, 17 JUN 2013
... Undertakings for Collective Investment in Transferable Securities (UCITS) - he said, "This is a big step forward from wet signature regulations." But how do the big platforms feel about the AMFS? In March of 2012, Tria Investment Partners published a ...

AMP launches new iPad app for advisers

BEN COLLINS  |  TUESDAY, 5 FEB 2013
AMP has launched an iPad application for its Financial Advice Network advisers that it said is integrated with their back-office systems. Today AMP said that it had launched Evolve, an iPad app featuring advice tools that are fully integrated with advisers' ...

Another Commonwealth Financial Planning adviser banned

BEN COLLINS  |  MONDAY, 12 NOV 2012
ASIC has permanently banned a former Commonwealth Financial Planning Limited financial planner from providing any financial services after it found he forged client signatures and failed to comply with financial services laws. Ricky David Gillespie ...

Four funds added to AMP Flexible Super

BEN COLLINS  |  MONDAY, 12 NOV 2012
Demand for more asset classes and investment strategies have seen four funds added to AMP's Flexible Super's investment options. Kapstream Absolute Return Income, Magellan Global, PIMCO Australian Focus and Super Easy Alternative have all been added ...

AIA Australia improves adviser quoting and app tool

MARK STORY  |  TUESDAY, 6 NOV 2012
AIA Australia has revamped its online quoting and application tool eApp Express for advisers in direct response to adviser feedback. It's understood that eApp Express - which lets advisers electronically lodge life insurance quotes and applications ...