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Showing 131 - 140 of 203 results for "Signature"

ASIC bans former NAB-aligned adviser

ALEX BURKE  |  THURSDAY, 17 SEP 2015
ASIC has banned a former adviser from Meritum Financial Group, which is wholly owned by NAB. Alfie Chong worked at Meritum from September 2005 to March 2006, and then July 2007 to June 2014. During that time, ASIC has alleged that Chong engaged in a ...

Westpac insurance adviser gets permanent ban

LAURA MILLAN  |  THURSDAY, 13 AUG 2015
A Westpac financial planner has been permanently banned for submitting false insurance policy proposals to the bank to obtain benefits for himself. Victoria-based adviser Martin Hodgetts submitted nine false insurance policies between May and September ...

Macquarie adviser forged signatures, lied to clients

LAURA MILLAN  |  FRIDAY, 7 AUG 2015
... falsely indicated he had received execution instructions from clients prior to trading when he had not. He also forged the signature of a client he had never met in person and created an order sheet which falsely stated that 14 clients called him on ...

PROFILE: IOOF managing director Chris Kelaher

LAURA MILLAN  |  WEDNESDAY, 3 JUN 2015
... from being a very clever acquirer to a significant organic grower," he explains. Kelaher is coy when talking about his signature M&A technique, and equally shy when it comes to his personal life. He says that work hasn't left him with much time for anything ...

Super governance at centre stage

ANDREW BRAGG, FSC DIRECTOR OF POLICY AND GLOBAL MARKETS  |  WEDNESDAY, 11 MAR 2015
... governance settings of our retirement system and the level of competition be a top priority? As superannuation is the signature public policy tool for managing our nation's deteriorating demographic profile, it must be properly calibrated to meet its ...

What becomes of the broken hearted?

TREVOR HARRIS  |  FRIDAY, 6 MAR 2015
... dissolves the husband has no rights with respect to that policy. He cannot transfer policy ownership without his ex-wife's signature, nor can he cancel the policy, change a nominated beneficiary, or even make enquiries in relation to the policy's status ...

Demography must drive reform

ANDREW BRAGG, FSC DIRECTOR OF POLICY AND GLOBAL MARKETS  |  FRIDAY, 27 FEB 2015
... can further reduce age pension costs with the right settings between the super and pension systems. If super is our signature policy for managing demography by building savings, it must be squarely calibrated to reduce pension costs as our demographic ...

CBA boss to be grilled on Senate report

AAP  |  THURSDAY, 3 JUL 2014
Commonwealth Bank (CBA) boss Ian Narev will front the media for the first time since a damning report called for a royal commission to investigate its financial advisers. Narev will face a media conference in Sydney at 1045 AEST on Thursday, a week ...

Future of LISC in Palmer's hands

JAMES FERNYHOUGH  |  FRIDAY, 27 JUN 2014
Thirty-five prominent figures in the superannuation industry have called on the Palmer United Party to use its influence in the Senate to block the scrapping of the low income superannuation contribution (LISC) scheme. The letter, organised by Women ...

UK star manager announces launch date for new fund

MARK SMITH  |  MONDAY, 12 MAY 2014
... performance had earned him almost cult-like status. The CF Woodford Equity Income Fund will continue to use the star manager's signature style focusing on companies with sustained dividend growth. Woodford's new venture has already received significant ...