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Showing 1541 - 1550 of 3116 results for "November 2012"

Permanent ban for ex-OnePath adviser

KARREN VERGARA  |  MONDAY, 19 JUN 2017
ASIC has permanently banned a financial adviser for double charging clients and falsifying records. Robert Hutchison, from Western Australia, was an authorised representative of RI Advice Group, an Australian financial services licensee owned by OnePath ...

ASIC bans former Westpac adviser

EMMA RAPAPORT  |  THURSDAY, 8 JUN 2017
A former representative of Westpac has been banned from providing financial services for five years following an ASIC investigation. Sudhir Kumar Sinha, a financial planner from Western Australian, was found to have systematically failed to meet his ...

BetaShares launches defensive ETF

KARREN VERGARA  |  WEDNESDAY, 7 JUN 2017
BetaShares launched a floating rate bond ETF designed to withstand interest rate risks and exceed returns on cash and short-dated term deposits. Listed on the ASX with ticker code QPON, BetaShares' Australian Bank Senior Floating Rate Bond ETF currently ...

ASIC launches LIF instrument

KARREN VERGARA  |  TUESDAY, 6 JUN 2017
ASIC launched a new instrument cementing the maximum amount of fees and ongoing commissions advisers can charge on life insurance products as part of industry-wide reforms. The Life Insurance Commissions Instrument will cap advisers' commissions and ...

ASIC delays super disclosure reforms

ALEX BURKE  |  FRIDAY, 2 JUN 2017
ASIC is once again deferring multiple Stronger Super reforms so as to allow time for relevant legislation to finalise. Product dashboard requirements for choice products and portfolio holdings disclosure requirements will be delayed for two years - ...

Former AFA executive returns

JAMIE WILLIAMSON  |  FRIDAY, 2 JUN 2017
The Association of Financial Advisers will welcome the return of its former chief operating officer in the role of general manager, policy and professionalism. Phil Anderson left the association in 2015 to join Netwealth where he worked as general manager ...

Be careful what you wish for

BENJAMIN ONG  |  THURSDAY, 1 JUN 2017
The Reserve Bank of Australia (RBA) meets again Tuesday next week and no one expects it to raise or lower interest rates after the 6 June soiree. The Australian central bank is caught between the proverbial rock and a hard place. It's caught between ...

ASIC consults on new statement of advice

EMMA RAPAPORT  |  WEDNESDAY, 31 MAY 2017
ASIC is now consulting with the financial services industry on a new example statement of advice for life insurance. The regulator's latest consultation paper seeks feedback on the new example Statement of Advice (SOA) and related updates to the guidance ...

Liquidnet acquires global tech firm

ALEX BURKE  |  THURSDAY, 18 MAY 2017
Institutional dark pool network Liquidnet is preparing for changes to European Union markets regulation through the acquisition of a global provider of equity analytics. OTAS Technologies, established in 2011, currently provides equity market analytics ...

Bennelong's BennBridge opens its doors

JAMIE WILLIAMSON  |  WEDNESDAY, 17 MAY 2017
Bennelong Funds Management's named the leadership team heading up its recently launched London-based subsidiary. Established in November 2016, BennBridge is led by chief operating officer Greg Thomas who was formerly the managing director of Visium ...