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Showing 1501 - 1510 of 7027 results for "Corporate"

ASIC cancels AFSLs

ANNABELLE DICKSON  |  TUESDAY, 25 MAY 2021
The corporate regulator has cancelled the Australian financial services licences (AFSL) of two providers for failing to lodge audited financial accounts and failing to maintain an AFCA membership. Victorian-based financial services provider and mortgage ...

ASIC takes action against Equiti

KARREN VERGARA  |  FRIDAY, 21 MAY 2021
... advice. Equiti Financial Services (Equiti FS) - which is now called DOD Bookkeeping and is in liquidation - will see the corporate regulator in the Federal Court for several alleged breaches of the Corporations Act 2001. Between 26 October 2015 to 27 ...

Praemium chief executive exits

ANNABELLE DICKSON  |  FRIDAY, 21 MAY 2021
... for continued strong growth, both in Australia and overseas." This, despite also announcing it has engaged Deloitte Corporate Finance to undertake a strategic review of its international business. As previously announced, the platform just opened an ...

Pinnacle affiliates reach $85bn AUM

KARREN VERGARA  |  THURSDAY, 20 MAY 2021
... around regulatory reform, together with increased compliance affect productivity and profitability. There is a rise in corporate activity and industry fragmentation is hitting both advice and service providers, while switching from retail/personal advice ...

Draft advice reforms not enough: FPA

JAMIE WILLIAMSON  |  WEDNESDAY, 19 MAY 2021
... disciplinary body, the FPA said the current draft legislation doesn't really achieve its goal as it still requires AFSLs and corporate authorised representatives to be registered with the TPB. "The FPA continues to believe that the best outcomes for ...

EFM appoints EQT on Aussie launch

ANNABELLE DICKSON  |  TUESDAY, 18 MAY 2021
... technology sectors, with the aim of achieving absolute returns for investors. Equity Trustees executive general manager, corporate trustee services Russell Beasley said EQT is pleased to be working with EFM. "We are delighted to have been selected to ...

Boards should be "strap-on brains": Cosgrove

ELIZABETH MCARTHUR  |  TUESDAY, 18 MAY 2021
Retired Governor General Peter Cosgrove has offered some words of advice to corporate Australia on the role of boards and leaders. Cosgrove delivered a speech on leadership strategies through good times and bad, drawing on his military experience, at ...

Investment Leadership Awards finalists named

JAMIE WILLIAMSON  |  MONDAY, 17 MAY 2021
... Investments Australia - Vanguard Australian Corp Fixed Interest Index Vanguard Investments Australia - Vanguard Australian Corporate Fixed Interest Index ETF Multi-Asset - Capital Stable IOOF Holdings - IOOF MultiMix Conservative Trust IOOF Holdings ...

ASIC to wind up PE Capital

ELIZABETH MCARTHUR  |  FRIDAY, 14 MAY 2021
... services licence (AFSL) or a valid authorisation from an AFSL holder. The claim says PE Capital held itself out as being a corporate authorised representative with the authority to issue information memorandums for unregistered schemes and special purpose ...

BetaShares hires from Class

ANNABELLE DICKSON  |  FRIDAY, 14 MAY 2021
The former chief strategy officer at Class Limited has joined BetaShares as executive director of corporate development, taking over from Jason Gellert. Glenn Poynton will join the ETF provider in June, having spent over three years at Class where he ...